Initial Statement of Beneficial Ownership (3)
March 24 2020 - 7:50PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Aquilino Brian |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/9/2020
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3. Issuer Name and Ticker or Trading Symbol
A-Mark Precious Metals, Inc. [AMRK]
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(Last)
(First)
(Middle)
2121 ROSECRANS AVENUE, SUITE 6300 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Operating Officer / |
(Street)
EL SEGUNDO, CA 90245
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (right to buy) | (1) | 1/26/2027 | Common Stock, par value $0.01 per share | 10000.0 | $19.1 | D | |
Stock Options (right to buy) | (2) | 10/2/2027 | Common Stock, par value $0.01 per share | 2000.0 | $16.52 | D | |
Stock Options (right to buy) | (3) | 8/30/2028 | Common Stock, par value $0.01 per share | 3000.0 | $13.2 | D | |
Stock Options (right to buy) | 6/30/2023 | 3/9/2030 | Common Stock, par value $0.01 per share | 30000.0 | $9.28 | D | |
Explanation of Responses: |
(1) | The options vest 33.3% per year on January 26, 2018, 2019 and 2020. |
(2) | The options vest 33.3% per year on October 2, 2018, 2019 and 2020. |
(3) | The options vest 33.3% per year on August 30, 2019, 2020 and 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Aquilino Brian 2121 ROSECRANS AVENUE SUITE 6300 EL SEGUNDO, CA 90245 |
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| Chief Operating Officer |
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Signatures
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/s/ Brian Aquilino | | 3/24/2020 |
**Signature of Reporting Person | Date |
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