Current Report Filing (8-k)
June 28 2022 - 06:11AM
Edgar (US Regulatory)
DE TX false 0001888654 0001888654
2022-06-27 2022-06-27
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 27,
2022
5E ADVANCED MATERIALS, INC.
(Exact Name of Registrant as Specified in Charter)
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DELAWARE |
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001-41279 |
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87-3426517 |
(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number)
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19500 STATE HIGHWAY 249, SUITE 125, HOUSTON, TEXAS
77070
(Address of Principal Executive Offices)
(Zip Code)
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(346) 439-9656
(Registrant’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Exchange Act:
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Title of Each Class
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Trading
Symbol
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Name of Each Exchange
on Which Registered
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Common Stock |
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FEAM |
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Nasdaq Global Select
Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 7.01 |
Regulation FD Disclosure.
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5E Advanced Materials, Inc. (the “Company”) has updated its
investor presentation, a copy of which is furnished as Exhibit 99.1
hereto. The investor presentation will also be available on the
Company’s website located at www.5eadvancedmaterials.com
under the Investors tab in the Events and Presentations section.
None of the other information on our website is incorporated by
reference into, or a part of, this Current Report on Form
8-K.
The investor presentation contains forward-looking statements
within the meaning of Section 27A of the Securities Act of
1933 and Section 21E of the Securities Exchange Act of 1934,
and as described in securities legislation in Australia and other
jurisdictions. Forward-looking statements generally are identified
by the words “believe,” “project,” “expect,” “anticipate,”
“estimate,” “intend,” “may,” “could,” and other similar
expressions, although not all forward-looking statements contain
these identifying words. All forward-looking statements reflect a
number of assumptions, which are subject to numerous risks and
uncertainties many of which are beyond the control of 5E, and which
may cause actual results to be materially different from those
described in the forward-looking statements. These risks and
uncertainties include, but are not limited to, our limited
operating history in the borates industry with no revenue from our
properties; our need for substantial additional financing to
execute our business plan and our ability to access capital and the
financial markets; our status as an exploration stage company with
no known mineral reserves and the inherent uncertainty in estimates
of mineral resources; risks and uncertainties relating to the
development of the Fort Cady project; risks related to the demand
for end use applications that require borates and related minerals
and compounds that we expect to produce; risks related to
compliance with environmental and regulatory requirements;
unanticipated costs or delays associated with our Small-Scale Boron
Facility; and the completion and outcome of future technical and
economic studies related to our project. For additional information
regarding these various risks and uncertainties, you should
carefully review the risk factors and other disclosures in our
amended Form 10 filed with the U.S. Securities and Exchange
Commission (SEC) on March 7, 2022, and our Form 10-Q filed with the SEC on May 12,
2022. Additional risks are also disclosed by 5E in its filings with
the Securities and Exchange Commission (SEC) throughout the year,
including its Form 10-K,
Form 10-Qs and Form
8-Ks, as well as in its
filings under the Australian Securities Exchange. Any
forward-looking statements are given only as of the date hereof.
Except as required by law, 5E expressly disclaims any obligation to
update or revise any such forward-looking statements.
The information referenced herein is being furnished pursuant to
Item 7.01 of Form 8-K and will not be
deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended, or otherwise subject to the
liability of such Section.
Item 9.01 |
Financial Statements and Exhibits.
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(d) Exhibits.
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Number
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Exhibit
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99.1 |
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Investor Presentation |
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104 |
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Cover Page Interactive Data File
(embedded with the Inline XBLR document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, hereunto duly authorized.
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5E
ADVANCED MATERIALS, INC. |
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Date: June 28, 2022 |
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/s/ Paul Weibel
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Paul Weibel |
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Chief Financial Officer |
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