Current Report Filing (8-k)
December 30 2021 - 4:07PM
Edgar (US Regulatory)
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0001491487
2021-12-28
2021-12-28
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
December 28, 2021
TAKUNG ART CO., LTD
(Exact name of Registrant as specified in its
charter)
Delaware
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001-38036
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26-4731758
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(State or other jurisdiction
of Incorporation)
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(Commission
File No.)
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(IRS Employer
Identification No.)
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Room
709 Tower 2 , Admiralty Centre, 18 Harcourt Road, Admiralty, Hong Kong
(Address of Principal Executive Offices)
Registrant’s telephone number:
+852 3158
0977
________________________________________________
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on which
registered
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Common Stock, par value $0.001 per share
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TKAT
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NYSE American
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ¨
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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At the annual
meeting of stockholders of Takung Art Co., Ltd. (the “Company”) held on December 28, 2021, the Company’s stockholders
voted on the matters described below.
1. The Company’s stockholders elected three directors, each to
serve until the 2022 annual meeting of stockholders and until their respective successors have been elected and qualified or until their
earlier resignation or removal. The number of shares that (a) voted for the election of each director and (b) withheld authority to vote
for each director is summarized in the table below:
Director Nominee
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Votes For
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Votes Withheld
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Doug Buerger
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5,373,176
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27,850
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Tak Ching (Anthony) Poon
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5,369,731
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31,295
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Ronggang (Jonathan) Zhang
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5,371,088
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29,938
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There were 2,000,066
broker non-votes with respect to the election of each director. Broker non-votes represent shares held by broker nominees for beneficial
owners that were not voted because the broker nominee did not receive voting instructions from the beneficial owner and lacked discretionary
authority to vote the shares on a non-routine proposal.
2. The Company’s stockholders ratified
the selection of WWC, P.C. as the Company’s independent registered public accounting firm for the year ending December 31, 2021.
The number of shares that voted for, against, and abstained from voting for this proposal is summarized in the table below:
Votes For
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Votes Against
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Abstentions
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7,056,020
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305,173
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39,899
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There were no broker
non-votes on the proposal to ratify the selection of the Company’s independent registered public accounting firm for the year ending
December 31, 2021.
3. The Company’s stockholders conducted
an advisory vote on executive compensation. The number of shares that voted for, against, and abstained from voting for this proposal
is summarized in the table below:
Votes For
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Votes Against
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Abstentions
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5,344,590
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54,761
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1,675
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There were no broker
non-votes on the proposal to conduct an advisory vote on executive compensation.
4. The Company’s stockholders approved
the amended 2015 incentive stock plan of the Company. The number of shares that voted for, against, and abstained from voting for this
proposal is summarized in the table below:
Votes For
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Votes Against
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Abstentions
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5,326,899
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69,742
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4,385
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There were 2,000,066
broker non-votes with respect to the approval of the amended 2015 incentive stock plan of the Company. Broker non-votes represent shares
held by broker nominees for beneficial owners that were not voted because the broker nominee did not receive voting instructions from
the beneficial owner and lacked discretionary authority to vote the shares on a non-routine proposal.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: December 30, 2021
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Takung Art Co., Ltd
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/s/ Kwok Leung Paul Li
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Name: Kwok Leung Paul Li
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Title: Chief Executive Officer
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