Current Report Filing (8-k)
August 24 2021 - 7:44AM
Edgar (US Regulatory)
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2021-08-23
2021-08-23
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934.
Date
of Report: August 23, 2021
(Date
of earliest event reported)
Oragenics,
Inc.
(Exact
name of registrant as specified in its charter)
FL
|
|
001-32188
|
|
59-3410522
|
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
Number)
|
4902
Eisenhower Boulevard, Suite 125
Tampa,
FL
|
|
33634
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
813-286-7900
(Registrant’s
telephone number, including area code)
(Former
Name or Former Address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name
of each exchange on which registered
|
Common
Stock
|
|
OGEN
|
|
NYSE
American
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On
August 23, 2021, Oragenics, Inc. (the “Company”) called to order its reconvened Annual Meeting of Shareholders (the “Annual
Meeting”), which had originally convened on June 30, 2021. At the reconvened Annual Meeting, there were not present or represented
by proxy a sufficient number of shares of the Company’s common stock in order to constitute a quorum. The
Company’s Annual Meeting will be rescheduled for a date yet to be determined by the Board of Directors. The Board of Directors
will establish a new record date for the Annual Meeting and, based on this record date, the Company will deliver a notice of the new
Annual Meeting to shareholders entitled to receive notice of the Annual Meeting.
A copy of the press release announcing the postponement of the Annual Meeting is furnished as Exhibit 99.1 to this Form 8-K.
On
August 24, 2021, the Company issued a press release to announce the postponement, which is furnished as Exhibit 99.1 to this Current
Report on Form 8-K. The information in the press release furnished as Exhibit 99.1 hereto shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the
liabilities of that section, or incorporated by reference into any of the Company’s filings under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set forth by specific reference in any such filing.
Item
9.01
|
FINANCIAL
STATEMENTS AND EXHIBITS.
|
SIGNATURES
In
accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized on this 24th day of August, 2021.
|
ORAGENICS, INC. (Registrant)
|
|
|
|
|
BY:
|
/s/
Michael Sullivan
|
|
|
Michael
Sullivan
Chief
Financial Officer
|
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