Initial Statement of Beneficial Ownership (3)
April 22 2022 - 04:24PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Paloma Partners Management
Co |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
4/12/2022
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3. Issuer Name and Ticker or Trading
Symbol EATON VANCE LTD DURATION INCOME FUND
[EVV] |
(Last)
(First)
(Middle)
TWO AMERICAN LANE, |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director ___X___
10% Owner
_____ Officer (give title
below) _____
Other (specify below)
|
(Street)
GREENWICH, CT 06836
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Series A Auction Preferred Shares |
194 |
I |
See Explanation of Responses (1)(2) |
Series B Auction Preferred Shares |
164 |
I |
See Explanation of Responses (1)(2) |
Series C Auction Preferred Shares |
366 |
I |
See Explanation of Responses (1)(2) |
Series D Auction Preferred Shares |
154 |
I |
See Explanation of Responses (1)(2) |
Series E Auction Preferred Shares |
134 |
I |
See Explanation of Responses (1)(2) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
These Auction Preferred
Shares are held directly by Sunrise Partners Limited Partnership
("Sunrise"). Paloma International, L.P. is the parent of Sunrise.
Each of Paloma Partners Management Company and Paloma Partners
Advisors LP serves as general partner of Paloma International, L.P.
Paloma Partners Advisors, Inc. serves as general partner of Paloma
Partners Advisors LP. Donald Sussman serves as President of Paloma
Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as
Directors of Paloma Partners Management Company. |
(2) |
Each of Paloma
International, L.P., Paloma Partners Management Company, Paloma
Partners Advisors LP, Paloma Partners Advisors, Inc., Donald
Sussman and Gregory Hayt disclaims beneficial ownership of the
securities reported herein, except to the extent of his or its
pecuniary interest therein, and this report shall not be deemed an
admission that such person is the beneficial owner of such
securities for purposes of Section 16 of the Securities Exchange
Act of 1934, as amended, or for any other purpose. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Paloma Partners Management Co
TWO AMERICAN LANE
GREENWICH, CT 06836 |
|
X |
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Sunrise Partners Limited Partnership
MAPLES CORPORATE SERVICES LIMITED
P.O. BOX 309, UGLAND HOUSE
GRAND CAYMAN, E9 KY1-1104 |
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X |
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PALOMA INTERNATIONAL L P
MAPLES CORPORATE SERVICES LIMITED
P.O. BOX 309, UGLAND HOUSE
GRAND CAYMAN, E9 KY1-1104 |
|
X |
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Paloma Partners Advisors LP
888 E. LAS OLAS BLVD.
FORT LAUDERDALE, FL 33301 |
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X |
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PALOMA PARTNERS ADVISORS, INC.
C/O PALOMA PARTNERS ADVISORS LP
888 E. LAS OLAS BLVD.
FORT LAUDERDALE, FL 33301 |
|
X |
|
|
Hayt Gregory S.
C/O PALOMA PARTNERS MANAGEMENT COMPANY
TWO AMERICAN LANE
GREENWICH, CT 06836 |
|
X |
|
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SUSSMAN S DONALD
C/O PALOMA PARTNERS ADVISORS LP
888 E. LAS OLAS BLVD.
FT. LAUDERDALE, FL 33301 |
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X |
|
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Signatures
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Paloma Partners Management Company, By: /s/
Douglas W. Ambrose, Executive Vice President |
|
4/22/2022 |
**Signature of Reporting
Person |
Date |
Sunrise Partners Limited Partnership, By: Paloma
International, L.P., parent holder, By: Paloma Partners Management
Company, general partner, By: /s/ Douglas W. Ambrose, Executive
Vice President |
|
4/22/2022 |
**Signature of Reporting
Person |
Date |
Paloma International, L.P., By: Paloma Partners
Management Company, general partner, By: /s/ Douglas W. Ambrose,
Executive Vice President |
|
4/22/2022 |
**Signature of Reporting
Person |
Date |
Paloma Partners Advisors LP, By: Paloma Partners
Advisors, Inc., General Partner, By: /s/ S. Donald Sussman,
President |
|
4/22/2022 |
**Signature of Reporting
Person |
Date |
Paloma Partners Advisors, Inc., By: /s/ S. Donald
Sussman, President |
|
4/22/2022 |
**Signature of Reporting
Person |
Date |
/s/ Gregory Hayt |
|
4/22/2022 |
**Signature of Reporting
Person |
Date |
/s/ S. Donald Sussman |
|
4/22/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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