Post-effective Amendment to an S-8 Filing (s-8 Pos)
March 23 2018 - 9:02AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on March 23, 2018
Registration No. 333 - 118228
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE
AMENDMENT NO. 1 TO
FORM
S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT
OF 1933
Crystal Rock Holdings, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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03-0366218
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. employer identification no.)
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1050 Buckingham St., Watertown, CT 06795
(Address of principal executive offices)
2004 Stock Incentive Plan
(Full title of the plan(s))
Marni Morgan
Poe
Vice President, Secretary and General Counsel
Corporate Center III
Suite 400, 4221 W. Boy Scout Blvd.
Tampa, Florida, United States 33607
(Name and address of agent for service)
(813)
313-1800
(Telephone number, including area code, of agent for service)
Copies to
:
H. John
Michel, Jr.
Drinker Biddle & Reath LLP
One Logan Square, Suite 2000
Philadelphia, PA 19103
Telephone: (215)
988-2700
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated
filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule
12b-2
of the Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☐ (Do not check if a smaller reporting company)
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Smaller reporting company
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☒
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act. ☐
DEREGISTRATION OF SHARES
This Post-Effective Amendment No. 1 to the Registration Statement on Form
S-8,
which was originally filed on
August 13, 2004 (File
No. 333-118228)
(the
Registration Statement
) of Crystal Rock Holdings, Inc., a Delaware corporation (the
Company
), is being filed to
deregister all shares of common stock, par value $0.001, of the Company that had been registered and remain unsold under such Registration Statement.
On
February 12, 2018, the Company entered into an Agreement and Plan of Merger (the
Merger Agreement
) with Cott Corporation, a Canadian corporation (
Cott
), and CR Merger Sub, Inc., a wholly owned indirect
subsidiary of Cott (
Purchaser
), providing for, among other things, the merger of Purchaser with and into the Company, with the Company surviving as a wholly owned indirect subsidiary of Cott (the
Merger
). The
Merger became effective on March 23, 2018, pursuant to the Certificate of Merger filed with the Secretary of State of the State of Delaware.
As a
result of the Merger, the Company has terminated all offerings of its securities pursuant to the Registration Statement. In accordance with an undertaking made by the Company in the Registration Statement to remove from registration, by means of a
post-effective amendment, any securities that remain unsold at the termination of the offering, the Company hereby amends the Registration Statement by removing from registration all shares of common stock of the Company registered under the
Registration Statement that remain unsold as of the date of this Post-Effective Amendment.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form
S-8
and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized,
in the city of Tampa, Florida, as of March 23, 2018.
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C
RYSTAL
R
OCK
H
OLDINGS
, I
NC
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By:
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/s/ Marni Morgan Poe
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Name:
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Marni Morgan Poe
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Title:
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Vice President, General Counsel and Secretary
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