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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 10-Q

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

For the Quarterly Period Ended February 28, 2023

Commission File Number: 1-9852

CHASE CORPORATION

(Exact name of registrant as specified in its charter)

Massachusetts

11-1797126

(State or other jurisdiction of incorporation
of organization)

(I.R.S. Employer Identification No.)

375 University Avenue, Westwood, Massachusetts 02090

(Address of Principal Executive Offices) (Zip Code)

(781) 332-0700

(Registrant’s Telephone Number, Including Area Code)

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Common stock, $.10 par value

Trading Symbol(s)

CCF

Name of each exchange on which registered

NYSE American

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days. YES   NO 

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).  YES   NO 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer

Accelerated filer

Non-accelerated filer

Smaller reporting company

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Indicate by checkmark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  YES   NO 

The number of shares of Common Stock outstanding as of March 31, 2023 was 9,505,215.

CHASE CORPORATION

INDEX TO FORM 10-Q

For the Quarter Ended February 28, 2023

Ca

Cautionary Note Concerning Forward-Looking Statements

3

Part I - FINANCIAL INFORMATION

Item 1 – Unaudited Condensed Consolidated Financial Statements

Condensed Consolidated Balance Sheets as of February 28, 2023 and August 31, 2022

4

Condensed Consolidated Statements of Operations for the three and six months ended February 28, 2023 and 2022

5

Condensed Consolidated Statements of Comprehensive Income for the three and six months ended February 28, 2023 and 2022

6

Condensed Consolidated Statements of Equity for the three and six months ended February 28, 2023 and 2022

7

Condensed Consolidated Statements of Cash Flows for the six months ended February 28, 2023 and 2022

9

Notes to Unaudited Condensed Consolidated Financial Statements

10

Item 2 – Management’s Discussion and Analysis of Financial Condition and Results of Operations

32

Item 3 – Quantitative and Qualitative Disclosures About Market Risk

41

Item 4 – Controls and Procedures

42

Part II – OTHER INFORMATION

Item 1 – Legal Proceedings

43

Item 1A – Risk Factors

43

Item 6 – Exhibits

43

SIGNATURES

44

2

Cautionary Note Concerning Forward-Looking Statements

This Quarterly Report on Form 10-Q contains "forward-looking statements" within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended. These forward-looking statements, including without limitation forward-looking statements made under the caption “Management’s Discussion and Analysis of Financial Condition and Results of Operations,” involve risks and uncertainties. Any statements contained in this Quarterly Report that are not statements of historical fact may be deemed to be forward-looking statements. Forward-looking statements include, without limitation, statements as to future operating results; seasonality expectations; plans for the development, utilization or disposal of manufacturing facilities; future economic conditions; our expectations as to legal proceedings; the effect of our market and product development efforts; and expectations or plans relating to the implementation or realization of our strategic goals and future growth, including through potential future acquisitions. Forward-looking statements may also include, among other things, statements relating to future sales, earnings, cash flow, results of operations, use of cash and other measures of financial performance, statements relating to future dividend payments, as well as the expected impact of the coronavirus disease 2019 (COVID-19) pandemic on the Company's businesses. Forward-looking statements may be identified through the use of words such as “believes,” “anticipates,” “may,” “should,” “will,” “plans,” “projects,” “expects,” “expectations,” “estimates,” “predicts,” “targets,” “forecasts,” “strategy,” and other words of similar meaning in connection with the discussion of future operating or financial performance. These statements are based on current expectations, estimates and projections about the industries in which we operate, and the beliefs and assumptions made by management. Because forward-looking statements relate to the future, they are subject to inherent risks, uncertainties and changes in circumstances that are difficult to predict. Accordingly, the Company’s actual results may differ materially from those contemplated by the forward-looking statements. Investors, therefore, are cautioned against relying on any of these forward-looking statements. They are neither statements of historical fact nor guarantees or assurances of future performance. Investors should refer to the discussions under “Risk Factors” contained in our Annual Report on Form 10-K for the fiscal year ended August 31, 2022, concerning certain factors that could cause our actual results to differ materially from the results anticipated in such forward-looking statements. These Risk Factors are hereby incorporated by reference into this Quarterly Report.

3

Item 1 — Unaudited Condensed Consolidated Financial Statements

CHASE CORPORATION

CONDENSED CONSOLIDATED BALANCE SHEETS

In thousands, except share and per share amounts

February 28, 

August 31, 

 

2023

    

2022

 

(unaudited)

ASSETS

Current Assets

Cash and cash equivalents

$

36,370

$

315,495

Accounts receivable, less allowances of $693 and $610

57,989

51,540

Inventory

84,278

63,039

Prepaid expenses and other current assets

11,795

4,374

Prepaid income taxes and refunds due

7,711

2,329

Total current assets

198,143

436,777

Property, plant and equipment, less accumulated depreciation of $57,111 and $52,503

63,357

24,248

Other Assets

Goodwill

176,950

95,160

Intangible assets, less accumulated amortization of $115,413 and $101,237

168,690

33,661

Cash surrender value of life insurance

4,450

4,450

Restricted investments

2,487

2,367

Deferred income taxes

121

5,763

Operating lease right-of-use assets

7,085

8,596

Other assets

757

558

Total assets

$

622,040

$

611,580

LIABILITIES AND EQUITY

Current Liabilities

Accounts payable

$

22,570

$

20,122

Accrued payroll and other compensation

6,009

6,381

Income taxes payable

1,804

554

Accrued expenses

10,720

8,271

Total current liabilities

41,103

35,328

Long-term debt

145,000

180,000

Operating lease long-term liabilities

5,197

6,618

Deferred compensation

2,500

2,375

Accumulated pension obligation

6,936

7,431

Other liabilities

3,485

2,897

Deferred income taxes

32,503

2,282

Accrued income taxes

1,956

1,820

Total liabilities

$

238,680

$

238,751

Commitments and contingencies (Note 10)

Equity

First Serial Preferred Stock, $1.00 par value: Authorized 100,000 shares; none issued

Common stock, $.10 par value: Authorized 20,000,000 shares; 9,506,127 shares at February 28, 2023 and 9,462,765 shares at August 31, 2022 issued and outstanding

952

947

Additional paid-in capital

23,111

21,409

Accumulated other comprehensive loss

(17,270)

(20,367)

Retained earnings

376,567

370,840

Total equity

383,360

372,829

Total liabilities and equity

$

622,040

$

611,580

See accompanying notes to the unaudited condensed consolidated financial statements

4

CHASE CORPORATION

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS

In thousands, except share and per share amounts

Three Months Ended February 28, 

Six Months Ended February 28, 

    

2023

    

2022

 

2023

    

2022

 

(unaudited)

(unaudited)

Revenue

Sales

$

93,517

$

73,182

$

195,638

$

147,374

Royalties and commissions

763

771

1,535

1,589

94,280

73,953

197,173

148,963

Costs and Expenses

Cost of products and services sold

59,621

46,911

126,621

94,192

Selling, general and administrative expenses

18,436

13,125

40,043

26,500

Research and product development costs

1,463

1,095

2,954

2,088

Operations optimization costs (Note 15)

638

589

1,291

648

Acquisition-related costs (Note 17)

29

Loss on impairment/write-off of right-of-use lease asset (Note 8, 15)

314

862

Loss (Gain) on contingent consideration (Note 12)

128

(200)

434

275

Operating income

13,680

12,433

24,939

25,260

Interest expense

(2,387)

(86)

(4,525)

(173)

Other income (expense)

(301)

20

(822)

397

Income before income taxes

10,992

12,367

19,592

25,484

Income taxes (Note 14)

2,489

3,241

4,365

6,631

Net income

$

8,503

$

9,126

$

15,227

$

18,853

Net income available to common shareholders, per common and common equivalent share (Note 4)

Basic

$

0.90

$

0.96

$

1.60

$

1.99

Diluted

$

0.89

$

0.96

$

1.60

$

1.98

Weighted average shares outstanding

Basic

9,420,865

9,399,231

9,419,142

9,398,552

Diluted

9,444,525

9,436,415

9,444,325

9,437,425

Annual cash dividends declared per share

$

$

$

1.00

$

1.00

See accompanying notes to the unaudited condensed consolidated financial statements

5

CHASE CORPORATION

CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME

In thousands, except share and per share amounts

Three Months Ended February 28, 

Six Months Ended February 28, 

    

2023

    

2022

 

2023

2022

 

(unaudited)

(unaudited)

Net income

$

8,503

    

$

9,126

$

15,227

$

18,853

Other comprehensive income (loss):

Net unrealized (loss) gain on restricted investments, net of tax

(70)

(135)

(32)

(165)

Change in funded status of pension plans, net of tax

102

112

214

224

Pension settlement loss, net of tax

76

226

Foreign currency translation adjustment

746

115

2,689

(2,058)

Total other comprehensive income (loss)

854

92

3,097

(1,999)

Comprehensive income

$

9,357

$

9,218

$

18,324

$

16,854

See accompanying notes to the unaudited condensed consolidated financial statements

6

CHASE CORPORATION

CONDENSED CONSOLIDATED STATEMENTS OF EQUITY

THREE MONTHS ENDED FEBRUARY 28, 2023 AND 2022 

In thousands, except share and per share amounts

Additional

Accumulated Other

Total

Common Stock

Paid-In

Comprehensive

Retained

Stockholders'

    

Shares

    

Amount

    

Capital

    

Income (Loss)

    

Earnings

    

Equity

Balance at November 30, 2021 (unaudited)

9,459,685

$

947

$

19,733

$

(13,301)

$

335,896

$

343,275

Restricted stock grants, net of forfeitures

9,203

1

(1)

Amortization of restricted stock grants

552

552

Amortization of stock option grants

229

229

Change in funded status of pension plans, net of tax $37

112

112

Foreign currency translation adjustment

115

115

Net unrealized gain (loss) on restricted investments, net of tax ($46)

(135)

(135)

Net income

9,126

9,126

Balance at February 28, 2022 (unaudited)

9,468,888

$

948

$

20,513

$

(13,209)

$

345,022

$

353,274

Balance at November 30, 2022 (unaudited)

9,499,704

$

951

$

22,134

$

(18,124)

$

368,064

$

373,025

Restricted stock grants, net of forfeitures

6,652

1

(1)

Amortization of restricted stock grants

776

776

Amortization of stock option grants

222

222

Common stock retained to pay statutory minimum withholding taxes on common stock

(229)

(20)

(20)

Change in funded status of pension plans, net of tax $34

102

102

Pension settlement loss, net of tax $20

76

76

Foreign currency translation adjustment

746

746

Net unrealized gain (loss) on restricted investments, net of tax ($25)

(70)

(70)

Net income

8,503

8,503

Balance at February 28, 2023 (unaudited)

9,506,127

$

952

$

23,111

$

(17,270)

$

376,567

$

383,360

See accompanying notes to the unaudited condensed consolidated financial statements

7

CHASE CORPORATION

CONDENSED CONSOLIDATED STATEMENTS OF EQUITY

SIX MONTHS ENDED FEBRUARY 28, 2023 AND 2022 

In thousands, except share and per share amounts

Additional

Accumulated Other

Total

Common Stock

Paid-In

Comprehensive

Retained

Stockholders'

    

Shares

    

Amount

    

Capital

    

Income (Loss)

    

Earnings

    

Equity

Balance at August 31, 2021

9,447,905

$

946

$

18,959

$

(11,210)

$

335,629

$

344,324

Restricted stock grants, net of forfeitures

20,983

2

(2)

Amortization of restricted stock grants

1,108

1,108

Amortization of stock option grants

448

448

Cash dividend on common stock, $1.00 per share

(9,460)

(9,460)

Change in funded status of pension plans, net of tax $74

224

224

Foreign currency translation adjustment

(2,058)

(2,058)

Net unrealized gain (loss) on restricted investments, net of tax ($57)

(165)

(165)

Net income

18,853

18,853

Balance at February 28, 2022 (unaudited)

9,468,888

$

948

$

20,513

$

(13,209)

$

345,022

$

353,274

Balance at August 31, 2022

9,462,765

$

947

$

21,409

$

(20,367)

$

370,840

$

372,829

Restricted stock grants, net of forfeitures

36,959

4

(4)

Amortization of restricted stock grants

1,608

1,608

Amortization of stock option grants

348

348

Exercise of stock options

15,152

2

555

557

Common stock received for payment of stock option exercises

(6,140)

(1)

(556)

(557)

Common stock retained to pay statutory minimum withholding taxes on common stock

(2,609)

(249)

(249)

Cash dividend on common stock, $1.00 per share

(9,500)

(9,500)

Change in funded status of pension plans, net of tax $71

214

214

Pension settlement loss, net of tax $75

226

226

Foreign currency translation adjustment

2,689

2,689

Net unrealized gain (loss) on restricted investments, net of tax ($11)

(32)

(32)

Net income

15,227

15,227

Balance at February 28, 2023 (unaudited)

9,506,127

$

952

$

23,111

$

(17,270)

$

376,567

$

383,360

See accompanying notes to the unaudited condensed consolidated financial statements

8

CHASE CORPORATION

CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS

In thousands

Six Months Ended February 28, 

    

2023

    

2022

 

 

(unaudited)

CASH FLOWS FROM OPERATING ACTIVITIES

Net income

$

15,227

$

18,853

Adjustments to reconcile net income to net cash provided by operating activities

Loss on impairment/write-off of right-of-use lease asset

862

Loss on contingent consideration

434

275

Depreciation

4,536

1,776

Amortization

13,780

6,167

Provision for allowance for doubtful accounts

81

80

Stock-based compensation

1,956

1,556

Realized gain on restricted investments

(90)

(80)

Pension curtailment and settlement loss

226

Deferred taxes

(2,219)

419

Increase (decrease) from changes in assets and liabilities

Accounts receivable

4,231

(197)

Inventory

(4,890)

(11,917)

Prepaid expenses and other assets

(2,065)

(1,953)

Accounts payable

(3,084)

(2,100)

Accrued compensation and other expenses

(5,467)

(3,371)

Accrued income taxes

(4,327)

(751)

Net cash provided by operating activities

19,191

8,757

CASH FLOWS FROM INVESTING ACTIVITIES

Purchases of property, plant and equipment

(4,460)

(1,769)

Payments for acquisitions, net of cash acquired

(249,594)

Changes in restricted investments

(73)

(205)

Net cash (used in) provided by investing activities

(254,127)

(1,974)

CASH FLOWS FROM FINANCING ACTIVITIES

Payments of principal on debt

(35,000)

Dividend paid

(9,500)

(9,460)

Payments of taxes on stock options and restricted stock

(249)

Net cash (used in) provided by financing activities

(44,749)

(9,460)

(DECREASE) INCREASE IN CASH & CASH EQUIVALENTS

(279,685)

(2,677)

Effect of foreign exchange rates on cash

560

(708)

CASH AND CASH EQUIVALENTS, BEGINNING OF PERIOD

315,495

119,429

CASH AND CASH EQUIVALENTS, END OF PERIOD

$

36,370

$

116,044

Non-cash Investing and Financing Activities

Common stock received for payment of stock option exercises

$

557

$

Property, plant and equipment additions included in accounts payable

$

862

$

186

See accompanying notes to the unaudited condensed consolidated financial statements

9

CHASE CORPORATION

NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

(UNAUDITED)

In thousands, except share and per share amounts

Note 1 — Basis of Financial Statement Presentation

Description of Business

Chase Corporation (the “Company,” “Chase,” “we,” or “us”), a global specialty chemicals company founded in 1946, is a leading manufacturer of protective materials for high-reliability applications across diverse market sectors. The Company’s strategy is to maximize the performance of its core businesses and brands while seeking future opportunities through strategic acquisitions. Through investments in facilities, systems and organizational consolidation, the Company seeks to improve performance and gain economies of scale.

Basis of Presentation

The accompanying unaudited condensed consolidated financial statements have been prepared in accordance with United States of America generally accepted accounting principles (“U.S. GAAP”) for interim financial reporting, and with the rules and regulations of the Securities and Exchange Commission regarding interim financial reporting. Therefore, they do not include all information and footnote disclosures necessary for a complete presentation of Chase Corporation’s financial position, results of operations and cash flows. The year-end condensed balance sheet was derived from audited financial statements but does not include all disclosures required by accounting principles generally accepted in the United States of America. Chase Corporation filed audited consolidated financial statements which included all information and notes necessary for such a complete presentation for the three years ended August 31, 2022 in conjunction with its 2022 Annual Report on Form 10-K. Certain immaterial reclassifications may have been made to the prior year amounts to conform to the current year’s presentation.

Unless otherwise indicated, all references to a year mean our fiscal year, which ends on August 31.

The results of operations for the interim period ended February 28, 2023 are not necessarily indicative of the results to be expected for any future period or the entire fiscal year. These interim condensed consolidated financial statements should be read in conjunction with the audited consolidated financial statements for the year ended August 31, 2022 which are contained in the Company’s 2022 Annual Report on Form 10-K.

The accompanying unaudited condensed consolidated financial statements contain all adjustments (consisting of normal recurring items) that are, in the opinion of management, necessary for a fair statement of the Company’s financial position as of February 28, 2023, and the results of its operations, comprehensive income, changes in equity and cash flows for the interim periods ended February 28, 2023 and 2022.

The financial statements include the accounts of the Company and its wholly owned subsidiaries. All intercompany transactions and balances have been eliminated in consolidation. The Company uses the U.S. dollar as the reporting currency for financial reporting. The financial position and results of operations of the Company’s U.K.-based operations are measured using the British pound as the functional currency. The financial position and results of operations of the Company’s operations based in France, including the operations of NuCera Solutions in France, are measured using the euro as the functional currency. The financial position and results of the Company’s HumiSeal India Private Limited business are measured using the Indian rupee as the functional currency. The financial position and results of operations of the NuCera Solutions operations in Singapore are measured using the Singapore dollar as the functional currency. The functional currency for all of the Company’s other operations is the U.S. dollar. Foreign currency translation gains and losses are determined using current exchange rates for monetary items and historical exchange rates for other balance sheet items and are recorded as a change in other comprehensive income. Transaction gains and losses generated from the remeasurement of assets and liabilities denominated in currencies other than the functional currency of each applicable operation are included in other income (expense) on the condensed consolidated statements of operations, and were $(87) and $(286) for the three- and six month periods ended February 28, 2023, respectively, and $96 and $337 for the three- and six-month periods ended February 28, 2022, respectively.

10

Other Business Developments

On September 1, 2022 (the first day of fiscal 2023), the Company acquired all of the capital stock of NuCera Solutions (“NuCera”) for a purchase price of $250,000, net of debt, accrued income taxes and cash at closing, and working capital adjustments. The purchase was funded by utilizing $180,000 from the Company’s existing revolving credit facility and the remaining $70,000 from available cash on hand. The Company recorded transaction costs of $29 in the first quarter of fiscal 2023 and $4,000 in the fourth quarter of fiscal 2022 related to this acquisition which are excluded from the purchase price. NuCera is a recognized global leader in the production and development of highly differentiated specialty polymers and polymerization technologies serving demanding applications, offering products critical to enabling end-product functionality, performance and reliability. Chase will continue to market under NuCera brands and the business is integrated into Chase’s Adhesives, Sealants and Additives reporting unit for fiscal 2023.

During the first quarter of fiscal 2023, the Company began the process of upgrading our current Oracle Legacy ERP System to the Oracle Fusion Cloud Platform. This upgrade will position us with a more advanced system to support business expansion, access to upgrades in functionality and a more modern system for operations. Additionally, the upgrade will be a multi-year, phased-in approach designed to mitigate any disruptions to our business. The Company recognized $317 and $857 in expense related to the ERP System upgrade in the second quarter and year-to-date periods, respectively, of fiscal 2023.

During the third quarter of fiscal 2021 Chase announced to the employees at its Woburn, MA location that its adhesives systems operations, part of the Adhesives, Sealants and Additives segment’s electronic and industrial coatings product line, would be consolidating into the Company’s existing O'Hara Township, PA location. Chase Corporation obtained the adhesives systems operations as part of its fiscal 2017 acquisition of the operations of Resin Designs. The Company expensed $321 and $434 related to the consolidation of the Woburn, MA location and Woburn, MA facility closure during the second quarter and year-to-date period of fiscal 2023. The Company expensed $301 related to the consolidation of the Woburn, MA location during the second quarter and year-to-date period of fiscal 2022.

The Company signed a termination agreement with the landlord for the Woburn, MA facility on the last day of the fiscal second quarter and wrote off the right-of-use asset and liability of the Woburn, MA lease, expensing $314 in the second fiscal quarter of 2023. Additionally, the Company expensed $548 as a lease impairment related to the Woburn, MA facility in the first quarter of fiscal 2023. The total combined year-to-date expense of $862 is included in the Loss on impairment/write-off of right-of-use lease asset in the Condensed Consolidated Statement of Operations. The project is now substantially complete and any future costs related to this move are not anticipated to be significant to the condensed consolidated financial statements.

The Company completed the relocation of its corporate headquarters to another location within Westwood, MA during the fiscal year ending August 31, 2022. The move, part of the Company’s ongoing consolidation and optimization initiative, capitalizes on the hybrid work model utilized by many of Chase’s corporate and administrative employees and is expected to provide future operational cost savings. The new facility also consolidates and houses research and development operations previously conducted at the previous Westwood, MA and Woburn, MA locations. Operations optimization costs related to the Westwood move of $141 and $200 were expensed in the second quarter and first half of fiscal 2022. The relocation of the Company’s corporate headquarters is complete and no costs are expected in fiscal 2023.

During the second quarter of fiscal 2021, Chase began moving the sealant systems operations, part of the Adhesives, Sealants and Additives segment’s electronic and industrial coatings product line, from its Newark, CA location to its Hickory, NC facility. This is in line with the Company’s ongoing initiative to consolidate its manufacturing plants and streamline its existing processes. The sealant systems operations and Newark, CA location came to Chase Corporation as part of the fiscal 2017 acquisition of the operations of Resin Designs, and the Company’s lease there terminated in fiscal 2021. The Company recognized $147 in expense related to the move during the second quarter and year-to-date period of fiscal 2022.

Significant Accounting Policies

The Company’s significant accounting policies are detailed in Note 1 — “Summary of Significant Accounting Policies” within Item 8 of the Company’s Annual Report on Form 10-K for the year ended August 31, 2022. See Note 2 of the condensed consolidated financial statements for a discussion of the effects of recently issued accounting pronouncements.

11

Note 2 — Recent Accounting Standards

Recently Adopted Accounting Pronouncements - Fiscal 2023

No new accounting pronouncements were adopted in the second quarter and year-to-date fiscal 2023 period.

Recently Adopted Accounting Pronouncements - Fiscal 2022

In October 2021, the FASB issued ASU No. 2021-08, “Business Combinations (Topic 805): Accounting for Contract Assets and Contract Liabilities from Contracts with Customers”, which amends the accounting for contract assets and contract liabilities from revenue contracts with customers in a business combination. The amendment requires that an entity acquiring the contract assets and contract liabilities in a business combination be recognized in accordance with ASU 2014-09, “Revenue from Contracts with Customers (Topic 606)”. The ASU is effective for all public entities for fiscal years beginning after December 15, 2022, and interim periods therein. The Company early adopted ASU 2021-08 on February 28, 2022. Any impact on the consolidated financial statements will depend on the magnitude and nature of customer contracts associated with entities that the Company may acquire in the future.

Note 3 — Inventory

Inventory consisted of the following as of February 28, 2023 and August 31, 2022:

February 28, 

August 31, 

    

2023

    

2022

Raw materials

$

44,938

$

37,909

Work in process

9,470

9,569

Finished goods

29,870

15,561

Total Inventory

$

84,278

$

63,039

12

Note 4 — Net Income Per Share

The Company has unvested share-based payment awards with a right to receive nonforfeitable dividends which are considered participating securities under ASC Topic 260, “Earnings Per Share.” The Company allocates earnings to participating securities and computes earnings per share using the two-class method. The determination of earnings per share under the two-class method is as follows:

Three Months Ended February 28, 

Six Months Ended February 28, 

 

    

2023

    

2022

    

2023

    

2022

 

Basic Earnings per Share

Net income

 

$

8,503

 

$

9,126

 

$

15,227

 

$

18,853

Less: Allocated to participating securities

71

61

128

124

Net income available to common shareholders

 

$

8,432

 

$

9,065

 

$

15,099

 

$

18,729

Basic weighted average shares outstanding

9,420,865

9,399,231

9,419,142

9,398,552

Net income per share - Basic

 

$

0.90

 

$

0.96

 

$

1.60

 

$

1.99

Diluted Earnings per Share

Net income

 

$

8,503

 

$

9,126

 

$

15,227

 

$

18,853

Less: Allocated to participating securities

71

61

128

124

Net income available to common shareholders

 

$

8,432

 

$

9,065

 

$

15,099

 

$

18,729

Basic weighted average shares outstanding

9,420,865

9,399,231

9,419,142

9,398,552

Additional dilutive common stock equivalents

23,660

37,184

25,183

38,873

Diluted weighted average shares outstanding

9,444,525

9,436,415

9,444,325

9,437,425

Net income per share - Diluted

 

$

0.89

 

$

0.96

 

$

1.60

 

$

1.98

Included in the calculation of dilutive common stock equivalents are the unvested portion of restricted stock and stock options. For the three- and six-month periods ended February 28, 2023, stock options to purchase 130,086 and 129,690 shares of common stock, respectively, were outstanding but were not included in the calculation of diluted income per share because their inclusion would be anti-dilutive. For the three- and six-month periods ended February 28, 2022, stock options to purchase 100,524 and 86,607 shares of common stock, respectively, were outstanding but were not included in the calculation of diluted income per share because their including would be anti-dilutive.

13

Note 5 — Stock-Based Compensation

In August 2021, the Board of Directors of the Company approved the fiscal year 2022 Long Term Incentive Plan (“2022 LTIP”) for the executive officers and other members of management. The 2022 LTIP is an equity-based plan with a grant date of September 1, 2021 and contains (a) a restricted stock grant of 9,584 shares in the aggregate (of which 3,304 included a performance-based vesting component and were subject to adjustment as discussed below), with a vesting date of August 31, 2024, and (b) options to purchase 12,942 shares of common stock in the aggregate with an exercise price of $114.50 per share, vesting in three equal annual installments ending on August 31, 2024.

Based on the fiscal year 2022 results, 842 shares of restricted stock were forfeited subsequent to the end of fiscal year 2022 in accordance with not meeting the performance measurement criteria. No further performance-based measurements apply to this award.

In August 2022, the Board of Directors of the Company approved the fiscal year 2023 Long Term Incentive Plan (“2023 LTIP”) for executive officers and other members of management. The 2023 LTIP is an equity-based plan with a grant date of September 1, 2022 and contains the following equity components:

Restricted Shares — (a) a performance and service-based restricted stock grant of 10,580 shares in the aggregate, subject to adjustment based on fiscal 2023 results, with a vesting date of August 31, 2025. Compensation expense is recognized on a ratable basis over the vesting period based on quarterly probability assessments; and (b) a time-based restricted stock grant of 9,918 shares and 636 shares, with a vesting date of August 31, 2025 and August 31, 2023, respectively. Compensation expense is being recognized on a ratable basis over the vesting period.

In addition to the 2023 LTIP, the Board of Directors approved a retention grant with a grant date of September 1, 2022 of time-based restricted stock of 10,015 shares in the aggregate. Out of the 10,015 shares of granted time-based restricted stock, 2,056 shares are scheduled to vest on March 1, 2023, 3,705 shares are scheduled to vest on September 1, 2023, 1,418 shares are scheduled to vest on August 31, 2024, and 2,836 shares are scheduled to vest on August 31, 2026. Compensation expense is being recognized on a ratable basis over the vesting period.

Stock Options — options to purchase 25,987 shares of common stock in the aggregate with an exercise price of $88.16 per share. The options will vest in three equal annual installments beginning on August 31, 2023 and ending on August 31, 2025. The options will expire ten years after the grant date. Compensation expense is being recognized over the period of the award consistent with the vesting terms.

In the second quarter of fiscal 2023, restricted stock in the amount of 314 shares was issued to a non-executive member of management and are scheduled to vest on August 31, 2025. Additionally, options to purchase in the amount of 791 shares of common stock was awarded to a non-executive member of management in the aggregate with an exercise price of $95.00 per share. The options will vest in three annual installments beginning on August 31, 2023 and ending on August 31, 2025. The options will expire ten years after the grant date. Compensation expense is being recognized on a ratable basis over the vesting period.

In the second quarter of fiscal 2023, restricted stock in the amount of 1,486 shares related to the fiscal 2023 LTIP retention grants were forfeited in conjunction with the termination of employment of non-executive members of management of the Company.

In February 2023, as part of their standard compensation for board service, non-employee members of the Board of Directors received a total grant of 7,824 shares of restricted stock for service for the period from February 7, 2023 through February 1, 2024. The shares of restricted stock will vest at the conclusion of this service period. Compensation expense for restricted stock is being recognized on a ratable basis over the twelve-month vesting period.

14

Note 6 — Segment Data and Foreign Operations

The Company is organized into three reportable operating segments: Adhesives, Sealants and Additives; Industrial Tapes; and Corrosion Protection and Waterproofing. The segments are distinguished by the nature of the products manufactured and how they are delivered to their respective markets.

The Adhesives, Sealants and Additives segment offers innovative and specialized product offerings consisting of both end-use products and intermediates that are used in, or integrated into, another company’s product. Demand for the segment’s product offerings is typically dependent upon general economic conditions. The Adhesives, Sealants and Additives segment leverages the core specialty chemical competencies of the Company and serves diverse markets and applications. The segment sells predominantly into the transportation, appliances, medical, general industrial and environmental market verticals. The segment’s products include moisture protective coatings and cleaners, customized sealant and adhesive systems for electronics, synthesized specialty waxes and polymers, polymeric microspheres, polyurethane dispersions and superabsorbent polymers. Beginning September 1, 2022, the Adhesives, Sealants and Additives segment includes the acquired operations of NuCera, within the functional additives product line.

The Industrial Tapes segment features wire and cable materials, specialty tapes and other laminated and coated products. The segment derives its competitive advantage through its proven chemistries, its diverse specialty offerings and the reliability its supply chain offers to end customers. These products are generally used in the assembly of other manufacturers’ products, with demand typically dependent upon general economic conditions. The Industrial Tapes segment sells mostly to established markets, with some exposure to growth opportunities through further development of existing products. Markets served include wire and cable manufacturing, utilities and telecommunications, and electronics packaging. The segment’s offerings include insulating and conducting materials for wire and cable manufacturers; laminated durable papers; laminates for the packaging and industrial laminate markets; custom manufacturing services; pulling and detection tapes used in the installation, measurement and location of fiber optic cables and water and natural gas lines; and cover tapes essential to delivering semiconductor components via tape-and-reel packaging.

The Corrosion Protection and Waterproofing segment is principally composed of project-oriented product offerings that are primarily sold and used as “Chase” branded products. End markets include new and existing infrastructure projects on oil, gas, water and wastewater pipelines, highways and bridge decks, water and wastewater containment systems, and commercial and industrial structures. The segment’s products include protective coatings for pipeline applications, coating and lining systems for waterproofing and liquid storage applications, adhesives and sealants used in architectural and building envelope waterproofing applications, high-performance polymeric asphalt additives, and expansion joint systems for waterproofing applications in transportation and architectural markets. With sales generally dependent on outdoor project work, the segment experiences highly seasonal sales patterns.

15

The following tables summarize information about the Company’s reportable segments:

Three Months Ended February 28, 

Six Months Ended February 28, 

    

2023

    

2022

    

2023

    

2022

    

 

Revenue