Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
February 07 2024 - 6:09AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Under the Securities Exchange Act of 1934
(Amendment No. 12)*
Noah Holdings
Limited |
(Name of Issuer) |
|
Ordinary Shares, Par
Value US$0.00005 Per Share |
(Title of Class of Securities) |
|
65487X1021 |
(CUSIP Number) |
|
December 31, 2023 |
(Date of Event Which Requires Filing of This Statement) |
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however,
see the Notes).
| 1 | This CUSIP number applies to the Issuer’s American depositary shares. One American depositary share represents five ordinary shares. |
CUSIP No. 65487X102 |
13G |
Page 1 of 4 |
1 |
NAMES
OF REPORTING PERSON
Zhe Yin |
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ¨
(b) ¨ |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
The People’s Republic of China |
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER
16,659,590 ordinary shares (See Item 4) |
6 |
SHARED VOTING POWER
0 |
7 |
SOLE DISPOSITIVE POWER
16,659,590 ordinary shares (See Item 4) |
8 |
SHARED DISPOSITIVE POWER
0 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,659,590 ordinary shares (See Item 4) |
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES |
¨ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
5.1% |
|
|
12 |
TYPE OF REPORTING PERSON |
|
IN |
|
|
|
|
|
CUSIP No. 65487X102 |
13G |
Page 2 of 4 |
1 |
NAMES
OF REPORTING PERSON
Yin Investment Co., Ltd. |
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ¨
(b) ¨ |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER
16,659,590 ordinary shares (See Item 4) |
6 |
SHARED VOTING POWER
0 |
7 |
SOLE DISPOSITIVE POWER
16,659,590 ordinary shares (See Item 4) |
8 |
SHARED DISPOSITIVE POWER
0 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,659,590 ordinary shares (See Item 4) |
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES |
¨ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
5.1% |
|
|
12 |
TYPE OF REPORTING PERSON |
|
CO |
|
|
|
|
|
CUSIP No. 65487X102 |
13G |
Page 3 of 4 |
Noah Holdings Limited
| Item 1(b). | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES |
Building A, No. 1226 Shenbin South Road, Minhang District, Shanghai, 201107, People’s Republic of China
| Item 2(a). | NAME OF PERSON FILING |
Zhe Yin
Yin Investment Co., Ltd.
| Item 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE |
For Zhe Yin:
Building A, No. 1226 Shenbin South Road, Minhang District, Shanghai, 201107, People’s Republic of China
For
Yin Investment Co., Ltd.:
Vistra Corporate Services Centre,
Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Mr. Zhe Yin is a citizen of the
People’s Republic of China.
Yin Investment Co., Ltd. is a British
Virgin Islands company.
| Item 2(d). | TITLE OF CLASS OF SECURITIES |
Ordinary shares, par value US$0.00005
per share.
65487X102.
This CUSIP number applies to the issuer’s American depositary shares (“ADSs”); One ADS represents five ordinary shares.
| Item 3. | IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13D-1(B), OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: |
Not applicable.
The information
required by Items 4(a) - (c) is set forth in Rows 5-11 of the cover page hereto and is incorporated herein by reference.
As of December 31, 2023, Yin Investment Co., Ltd. (“Yin Investment”) is the record owner of 16,050,000 ordinary shares of
the issuer. Yin Investment also owns 608,110 ordinary shares in the form of ADS and has the right to acquire 1,480 ordinary shares upon
vesting of restricted share units, granted under the share incentive plan of the issuer, within 60 days after December 31, 2023.
CUSIP No. 65487X102 |
13G |
Page 4 of 4 |
Mr. Yin Zhe
is the sole director of Yin Investment and as such has power to vote and dispose of the ordinary shares held by Yin Investment. Mr. Yin
Zhe is the beneficial owner of all the ordinary shares held by Yin Investment. The Trust was established for the purposes of Mr. Yin Zhe’s
wealth management.
Yin Investment is indirectly wholly owned by ARK Trust (Hong Kong)
Limited in its capacity as trustee of the Safe Harbor Trust (the “Trust”) constituted under the laws of Hong Kong, with Mr.
Yin Zhe as the settlor and Mr. Yin Zhe and his family members as the beneficiaries. Yin Investment is directly wholly owned by Rhythm
Profit Investment Limited, a British Virgin Islands company, which is in turn wholly owned by ARK Trust (Hong Kong) Limited, a professional
trustee company. Therefore, ARK Trust (Hong Kong) Limited as trustee of the Trust may be considered to indirectly hold the shares of Yin
Investment. However, the Trustee disclaims beneficial ownership of all such shares. ARK Trust (Hong Kong) Limited as trustee of the Trust
has no power to dispose of the ordinary shares held by Yin Investment except upon written instruction by Mr. Yin Zhe, or to avoid criminal
sanction or civil liability to persons not connected with the Trust, or to avoid adverse impact on the reputation of ARK Trust (Hong Kong)
Limited or any of its associates.
| Item 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
Not applicable.
| Item 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON |
Not applicable.
| Item 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
OR CONTROL PERSON |
Not applicable.
| Item 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP |
Not applicable.
| Item 9. | NOTICE OF DISSOLUTION OF GROUP |
Not applicable.
Not applicable.
SIGNATURES
After reasonable inquiry and to the best of
his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete
and correct.
DATED: February 7, 2024
|
Zhe
Yin |
|
|
|
By: |
/s/ Zhe Yin |
|
Name: Zhe Yin |
|
|
|
Yin Investment Co., Ltd. |
|
|
|
By: |
/s/ Zhe Yin |
|
Name: Zhe Yin |
|
Title: Director |
* previously filed
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