UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION
OF LATE FILING
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☐ Form 10-K
☐ Form 20-F ☐ Form 11-K
☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR |
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For Period Ended: October 31, 2023 |
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☐ Transition Report on Form 10-K |
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☐ Transition Report on Form 20-F |
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☐ Transition Report on Form 11-K |
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☐ Transition Report on Form 10-Q |
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For the Transition Period Ended: |
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Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
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If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I – REGISTRANT
INFORMATION
Conn’s Inc.
Full Name of Registrant
N/A
Former Name if Applicable
2445 Technology Forest Blvd, Suite 800
Address of Principal Executive Office (Street and Number)
The Woodlands, Texas 77381
City, State and Zip Code
PART
II – RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
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(a) |
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The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
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(b) |
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The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition
report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date;
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(c) |
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The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III – NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition
report or portion thereof, could not be filed within the prescribed time period.
Conn’s, Inc. (the “Company”) is unable to file, without
unreasonable effort or expense, its Quarterly Report on Form 10-Q for the quarter ended October 31, 2023 (the “Quarterly Report”) by the prescribed filing date for the reasons stated below.
On November 13, 2023, the Company’s former Chief Financial Officer resigned from the Company; subsequently, Timothy Santo, who joined the Company as
Chief Accounting Officer in April 2023, assumed the responsibilities of principal financial officer. Due to the proximity in timing of the prescribed filing date to the Company’s former Chief Financial Officer’s departure and
Mr. Santo’s undertaking as principal financial officer, and Company management’s time and attention required for other corporate matters, the Company has determined the need for additional time to complete the typical procedures
relating to its quarter-end reporting process. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, as amended, the Company expects to file the
Quarterly Report on or before December 18, 2023, which is the end of the five-calendar day extension period following the prescribed due date.
PART IV – OTHER INFORMATION
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Name and telephone number of person to contact in regard to this notification |
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Mark L. Prior |
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936 |
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230-5899 |
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(Name) |
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(Area Code) |
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(Telephone Number) |
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such
shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). Yes ☒ No ☐ |
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or
portion thereof? Yes ☐ No ☒ |
Conn’s, Inc.
(Name of
registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 12, 2023
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By: |
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/s/ Mark L. Prior |
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Name: |
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Mark L. Prior |
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Title: |
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Senior Vice President and General Counsel |
INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative.
The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the
representative’s authority to sign on behalf of the registrant shall be filed with the form.
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ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
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