SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Champion River Ventures Ltd

(Last) (First) (Middle)
C/O 7/F, CHEUNG KONG CENTER
2 QUEEN'S ROAD CENTRAL

(Street)
K3

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ChromaDex Corp. [ CDXC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/06/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/06/2023 P 3,467,778(1) A (1)(2) 11,408,715(2) I(2) See footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Champion River Ventures Ltd

(Last) (First) (Middle)
C/O 7/F, CHEUNG KONG CENTER
2 QUEEN'S ROAD CENTRAL

(Street)
K3

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Prime Tech Global Ltd

(Last) (First) (Middle)
C/O 7/F, CHEUNG KONG CENTER
2 QUEEN'S ROAD CENTRAL

(Street)
K3

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Mayspin Management Ltd

(Last) (First) (Middle)
C/O 7/F, CHEUNG KONG CENTER
2 QUEEN'S ROAD CENTRAL

(Street)
K3

(City) (State) (Zip)
1. Name and Address of Reporting Person*
SHING LI KA

(Last) (First) (Middle)
C/O 7/F, CHEUNG KONG CENTER
2 QUEEN'S ROAD CENTRAL

(Street)
K3

(City) (State) (Zip)
Explanation of Responses:
1. On September 6, 2023, Alpha Mount International Limited ("Alpha") acquired all of the share capital of Winsave Resources Limited ("Winsave") and Radiant Treasure Limited ("Radiant") from Li Ka Shing (Global) Foundation, a Cayman Islands company limited by guarantee ("LKSGF"). Winsave and Radiant beneficially own 3,088,433 Shares and 379,345 Shares, respectively. Alpha acquired Winsave for $1 and the assumption of a loan in the principal amount of $13,048,504.47 from LKSGF in favor of Winsave. Alpha acquired Radiant for $1 and the assumption of a loan in the principal amount of $1,672,688.07 from LKSGF in favor of Radiant.
2. Of the reported shares (i) 7,940,937 shares of the Issuer's common stock are held directly by Champion River Ventures Limited ("Champion River"), (ii) 3,088,433 shares of the Issuer's common stock are held directly by Winsave and (iii) 379,345 shares of the Issuer's common stock are held directly by Radiant. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. Alpha is the sole shareholder of each of Winsave and Radiant, Apex Dynasty Limited ("Apex") is the sole shareholder of Alpha, and Li Ka Shing is the sole shareholder of Apex.
Remarks:
Each of Prime Tech, Mayspin, Alpha, Apex and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, Winsave and Radiant, except to the extent of its pecuniary interest therein, if any.
LI KA SHING, /s/ Li Ka Shing 09/07/2023
CHAMPION RIVER VENTURES LIMITED, /s/ Pau Yee Wan Ezra 09/07/2023
PRIME TECH GLOBAL LIMITED, /s/ Pau Yee Wan Ezra 09/07/2023
MAYSPIN MANAGEMENT LIMITED, /s/ Pau Yee Wan Ezra 09/07/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.



                                                                   Exhibit 99.1

                       FORM 4 JOINT FILER INFORMATION

Names of Joint Filers:

Li Ka Shing
Champion River Ventures Limited
Prime Tech Global Limited
Mayspin Management Limited

Address of Joint Filers:

C/O 7/F, CHEUNG KONG CENTER,
2 QUEEN'S ROAD, CENTRAL,
HONG KONG

Designated Filer:

Champion River Ventures Limited

Issuer and Ticker Symbol:

ChromaDex Corporation [CDXC]

Date of Event:

September 6, 2023

Signatures of Joint Filers:

Li Ka Shing
By: /s/ Li Ka Shing
    ---------------

Champion River Ventures Limited
By: /s/ Pau Yee Wan Ezra
    --------------------

Prime Tech Global Limited
By: /s/ Pau Yee Wan Ezra
    --------------------

Mayspin Management Limited
By: /s/ Pau Yee Wan Ezra
    --------------------







                                                                   Exhibit 99.1

                       FORM 4 JOINT FILER INFORMATION

Names of Joint Filers:

Li Ka Shing
Champion River Ventures Limited
Prime Tech Global Limited
Mayspin Management Limited

Address of Joint Filers:

C/O 7/F, CHEUNG KONG CENTER,
2 QUEEN'S ROAD, CENTRAL,
HONG KONG

Designated Filer:

Champion River Ventures Limited

Issuer and Ticker Symbol:

ChromaDex Corporation [CDXC]

Date of Event:

September 6, 2023

Signatures of Joint Filers:

Li Ka Shing
By: /s/ Li Ka Shing
    ---------------

Champion River Ventures Limited
By: /s/ Pau Yee Wan Ezra
    --------------------

Prime Tech Global Limited
By: /s/ Pau Yee Wan Ezra
    --------------------

Mayspin Management Limited
By: /s/ Pau Yee Wan Ezra
    --------------------





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