Current Report Filing (8-k)
May 19 2022 - 6:31AM
Edgar (US Regulatory)
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2022-05-19
2022-05-19
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of Earliest Event Reported): May 19, 2022
CBAK
ENERGY TECHNOLOGY, INC. |
(Exact
name of registrant as specified in its charter) |
Nevada |
|
001-32898 |
|
86-0442833 |
(State or other jurisdiction
of incorporation) |
|
(Commission File No.) |
|
(IRS Employer
Identification No.) |
BAK
Industrial Park, Meigui Street
Huayuankou
Economic Zone
Dalian,
China, 116450
(Address,
including zip code, of principal executive offices)
(86)(411)-3918-5985
(Registrant’s
telephone number, including area code)
(Former
name or former address, if changed since last report)
Securities
registered or to be registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common Stock, $0.001 par
value |
|
CBAT |
|
Nasdaq Capital Market |
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐ |
Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM
2.02. Results of Operations and Financial Condition.
On
May 19, 2022, CBAK Energy Technology, Inc. (the “Company”) released its unaudited results of operations for its fiscal first
quarter ended March 31, 2022. A copy of the press release issued by the Company concerning the foregoing results is furnished hereto
as Exhibit 99.1.
The
information in Item 2.02 of this Current Report on Form 8-K and the exhibit attached hereto are intended to be “furnished”
and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. Except as shall be
expressly set forth by specific reference in such filing, the information contained herein and in the accompanying exhibit shall not
be incorporated by reference into any filing with the Securities and Exchange Commission made by the Company, whether made before or
after the date hereof, regardless of any general incorporation language in such filing.
ITEM
9.01. Financial Statements and Exhibits.
(d)
Exhibits
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
CBAK ENERGY TECHNOLOGY, INC. |
|
|
|
Date: May 19, 2022 |
By: |
/s/Xiangyu
Pei |
|
|
Xiangyu Pei |
|
|
Interim Chief Financial Officer |
2
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