Statement of Changes in Beneficial Ownership (4)
September 23 2021 - 6:51PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Afsari Nasym |
2. Issuer Name and Ticker or Trading Symbol
Montrose Environmental Group, Inc.
[
MEG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) General Counsel and Secretary |
(Last)
(First)
(Middle)
1 PARK PLAZA, SUITE 1000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/21/2021 |
(Street)
IRVINE, CA 92614
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 9/21/2021 | | M | | 18781 | A | $6.03 | 35531 | D | |
Common Stock | 9/21/2021 | | S | | 18781 | D | $60.11 (1) | 16750 | D | |
Common Stock | 9/22/2021 | | M | | 2830 | A | $6.03 | 19580 | D | |
Common Stock | 9/22/2021 | | S | | 1722 | D | $61.04 (2) | 17858 | D | |
Common Stock | 9/22/2021 | | S | | 1108 | D | $61.84 (3) | 16750 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $6.03 | 9/21/2021 | | M | | | 18781 | (4) | 6/23/2026 | Common Stock | 18781 | $0.00 | 86233 | D | |
Stock Option (Right to Buy) | $6.03 | 9/22/2021 | | M | | | 2830 | (4) | 6/23/2026 | Common Stock | 2830 | $0.00 | 83403 | D | |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.69, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
(2) | The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.57 to $61.54, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
(3) | The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.57 to $62.38, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
(4) | 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019. |
Remarks: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Afsari Nasym 1 PARK PLAZA, SUITE 1000 IRVINE, CA 92614 |
|
| General Counsel and Secretary |
|
Signatures
|
/s/ Nasym Afsari | | 9/23/2021 |
**Signature of Reporting Person | Date |
Montrose Environmental (NYSE:MEG)
Historical Stock Chart
From Aug 2024 to Sep 2024
Montrose Environmental (NYSE:MEG)
Historical Stock Chart
From Sep 2023 to Sep 2024