Current Report Filing (8-k)
November 12 2019 - 5:06PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 12, 2019
LIFELOC
TECHNOLOGIES, INC.
(Exact
name of registrant as specified in its charter)
Colorado
|
|
000-54319
|
|
84-1053680
|
(State or other
jurisdiction of incorporation)
|
|
(Commission File
Number)
|
|
(IRS Employer
Identification Number)
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12441
West 49th Ave., Unit 4
|
|
|
Wheat
Ridge, CO
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80033
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(Address of Principal
Executive Offices)
|
|
(Zip Code)
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(303)
431-9500
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[_]
|
Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
|
[_]
|
Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
|
[_]
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Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
[_]
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Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [_]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [_]
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common Stock
|
LCTC
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N/A
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Item
2.02
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Results
of Operations and Financial Condition.
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On
November 12, 2019, Lifeloc Technologies, Inc. (the “Company”) issued a press release announcing its operating
results for the third quarter and for the nine months of 2019. This press release was made available on the Company’s
website as of November 12, 2019. A copy of the press release is furnished herewith as Exhibit 99.1.
The
information in this Form 8-K, including the exhibit attached hereto, is being “furnished” and shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to
the liabilities of that section, nor shall it be deemed incorporated by reference in any Company filing under the Securities Act
of 1933, as amended, unless expressly set forth by specific reference in such filing that such information is incorporated by
reference therein.
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Item
9.01.
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Financial
Statements and Exhibits.
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(d) Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date: November
12, 2019
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LIFELOC TECHNOLOGIES, INC.
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By:
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/s/
Vern D. Kornelsen
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Chief Financial Officer and Secretary
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