UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 10-Q/A


[X]  QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


For the quarterly period ended December 31, 2018 or


[ ]  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


For the transition period from __________to _________


001-32522

Commission file number


Trafalgar Resources, Inc.

(Exact name of registrant as specified in its charter)

 

Utah

 

91-0974149

State or other jurisdiction of incorporation or organization 

 

(I.R.S. Employer Identification No.)

 

Everbright Center, Suite 3102

108 Gloucester Road

Wanchai, Hong Kong

 

0000

(Address of principal executive offices)

 

(Zip Code)

 

(852) 3618-8608

Registrant’s telephone number, including area code


 (Former name, former address and former fiscal year, if changed since last report)








Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [x] No []

 

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes [X] No [ ]

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer

[ ]

Accelerated filer

[ ]

Non-accelerated filer

[ ]

Smaller reporting company

[X]

(Do not check if a smaller reporting company)

 

Emerging growth company

[ ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  [ ]


Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [x] No [ ]

 

APPLICABLE ONLY TO CORPORATE ISSUERS:


State the number of shares outstanding of each of the issuer’s classes of common equity, as of the latest practicable date.

 

Class

 

Outstanding February 12, 2019

Common Stock, no par value

 

5,251,309 shares

 








  EXPLANATORY NOTE

 

The Company is filing this abbreviated Amendment No. 1 (this “Form 10-Q/A”) to amend our Quarterly Report on Form 10-Q for the quarter ended December 31, 2018 filed with the Securities and Exchange Commission (the “SEC”) on February 13, 2019 (the “Original Filing”) for the purpose of amending Exhibit 31.1 to include inadvertently omitted language contained in the Chief Executive Officer certification.  


This abbreviated filing contains the cover page, an explanatory note, the signature page, and the CEO certifications pursuant to Except as described in this Explanatory Note, the information contained in the Original Filing has not been updated to reflect any subsequent events

 






SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. 


 Trafalgar Resources, Inc.

 

 

 

Dated:  May 24, 2019

By:

  /s/ Kong Xiao Jun

 

 

Kong Xiao Jun

 

 

Chief Executive Officer & Principal Accounting

Officer







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