Current Report Filing (8-k)
December 03 2018 - 10:38AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of report (Date of earliest event reported):
December 3, 2018
Two
Rivers Water & Farming Company
(Exact
Name of Registrant as Specified in Charter)
Colorado
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000-51139
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13-4228144
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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3025
S Parker Rd, Ste 140, Aurora CO 80014
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80014
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
(303) 222-1000
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
5.02.
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Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
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Appointment
and Election of Board Members
The
following individuals have been appointed, and accepted by the individuals, to the Company’s board to serve until the next
annual meeting of shareholders:
Layne
Downs
Mr.
Downs, 65, in the past 23 years has been water broker and also has appraised water rights for a variety of cities, banks and estates.
He has served as a water expert witness in court cases. As a water broker, Mr. Downs specializes in moving underground water from
one diversion point to another. He has extensive knowledge in conveyance of water right deeds, beneficial use, artesian wells,
proof of appropriation or permanent change along with adjudication of well rights.
Thomas
Williams
Mr.
Williams, 58, has over 30 years experience in the insurance industry. He has served in multiple roles in both originations and
administration side of operations. Mr. Williams is currently an officer and director in a Bermuda-based insurance company. He
is acting Vice Chairman of Capital Management of Bermuda, formally known as the Travelers of Bermuda one of the first chartered
insurance companies in Bermuda. Additionally, he has formed three insurance operations. From 2008 to 2018, Mr. Williams served
on the board of GEE Group, Inc., a public company traded on the NYSE American exchange. He chaired the nominating committee and
was a member of the Corporate Governance Committee and Audit Committee.
James
B. Kylstad
Mr.
Kylstad, 66, has had an extensive 40-year career in banking, finance, public company management and reporting, mergers & acquisitions,
and private capital investment. His work has included numerous start-ups, taking companies private to public, taking companies
public to private, roll-ups, private sales, IPOs, and liquidations. During his career, Mr. Kylstad has been the Chairman of the
Board, director and CEO of a number of public companies.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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TWO
RIVERS WATER & FARMING COMPANY
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Date:
December 3, 2018
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By:
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/s/
Wayne Harding
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Wayne
Harding
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Chief
Executive Officer
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