Amended Statement of Beneficial Ownership (3/a)
November 09 2018 - 4:57PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jain Ajit
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/10/2018
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3. Issuer Name
and
Ticker or Trading Symbol
BERKSHIRE HATHAWAY INC [BRK.A]
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(Last)
(First)
(Middle)
100 FIRST STAMFORD PLACE, BHRG
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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X
__ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Vice Chairman /
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(Street)
STAMFORD, CT 06902
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
1/18/2018
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Class B Common Stock
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1224
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D
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Class B Common Stock
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150
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I
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By Spouse
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Class B Common Stock
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134395
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I
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By Jain Foundation Inc. (Non-Profit Corporation)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Class A Common Stock
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(1)
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(1)
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Class B Common Stock
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100500
(2)
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(2)
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D
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Class A Common Stock
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(1)
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(1)
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Class B Common Stock
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103500
(3)
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(3)
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I
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By Spouse
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Class A Common Stock
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(1)
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(1)
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Class B Common Stock
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81000
(4)
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(4)
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I
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By the Ajit Jain GRAT Trust
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Class A Common Stock
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(1)
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(1)
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Class B Common Stock
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91500
(5)
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(5)
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I
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By the Indrima Jain GRAT Trust
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Explanation of Responses:
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(1)
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Not Applicable
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(2)
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Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. The reporting person directly owns 67 shares of Class A Common Stock, which are convertible into 100,500 shares of Class B Common Stock.
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(3)
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Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. The reporting person's spouse owns 69 shares of Class A Common Stock, which are convertible into 103,500 shares of Class B Common Stock.
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(4)
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Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. A family-planning trust established by the reporting person for the benefit of the reporting person's children owns 54 shares of Class A Common Stock, which are convertible into 81,000 shares of Class B Common Stock.
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(5)
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Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. A family-planning trust established by the spouse of the reporting person for the benefit of the reporting person's children owns 61 shares of Class A Common Stock, which are convertible into 91,500 shares of Class B Common Stock.
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Remarks:
The original report erroneously omitted 150 shares of Class B Common Stock owned by the Reporting Person's spouse.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Jain Ajit
100 FIRST STAMFORD PLACE
BHRG
STAMFORD, CT 06902
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X
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Vice Chairman
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Signatures
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Ajit Jain
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11/9/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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