Report of Foreign Issuer (6-k)
October 31 2018 - 2:22PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
31
October 2018
LLOYDS BANKING GROUP
plc
(Translation of registrant's name into
English)
5th Floor
25 Gresham Street
London
EC2V 7HN
United Kingdom
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover Form 20-F or Form 40-F.
Form
20-F..X.. Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes
No ..X..
If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule
12g3-2(b):
82- ________
Index
to Exhibits
Item
No.
1 Regulatory News Service Announcement, dated 31 October
2018
re: Holding(s)
in Company
TR-1: Standard form for notification of major holdings
|
|
NOTIFICATION OF MAJOR
HOLDINGS
(to be sent to
the relevant issuer
and
to
the FCA in Microsoft Word format if possible)
|
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached:
|
LLOYDS
BANKING GROUP PLC
|
1b. Please indicate if the
issuer is a non-UK issuer
(please mark with an "X" if
appropriate)
|
Non-UK
issuer
|
|
2. Reason for the
notification
(please mark
the appropriate box or boxes with an "X")
|
An
acquisition or disposal of voting rights
|
X
|
An
acquisition or disposal of financial instruments
|
|
An
event changing the breakdown of voting rights
|
|
Other
(please specify):
|
|
3. Details of person subject to the notification
obligation
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Name
|
Harris
Associates L.P.
|
City
and country of registered office (if applicable)
|
Wilmington,
Delaware, USA
|
4. Full name
of shareholder(s)
(if different from
3)
|
Name
|
|
City
and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or reached:
|
29/10/2018
|
6. Date on which issuer notified (DD/MM/YYYY):
|
30/10/2018
|
7. Total positions of person(s) subject to the notification
obligation:
|
|
% of voting rights attached to shares
(total of 8.A)
|
% of voting rights through financial instruments
(total of 8.B.1 + 8.B.2)
|
Total of both in %
(8.A + 8.B)
|
Total number of voting rights of issuer
|
Resulting
situation on the date on which threshold was crossed or
reached
|
4.99%
|
|
4.99%
|
71,139,419,538
|
Position
of previous notification (if applicable)
|
5.01%
|
|
5.01%
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached:
|
A: Voting rights attached to shares
|
Class/type of
shares
ISIN code (if
possible)
|
Number of voting rights
|
% of voting rights
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
GB0008706128 Common Stock
|
|
3,551,514,571
( 3,551,498,111 Common Stock shares and 4,115 Depository Receipt
shares or 3,551,514,571 Common Stock votes on a converted
basis)
|
|
4.99%
|
|
|
|
|
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SUBTOTAL 8.A
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3,551,514,571
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4.99%
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
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Type of financial instrument
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Expiration date
|
Exercise/ Conversion Period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.1
|
|
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
Type of financial instrument
|
Expiration date
|
Exercise/ Conversion Period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|
|
|
|
|
9. Information in relation to
the person subject to the notification
obligation
(please mark
the applicable box with an "X")
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer.
|
|
Full
chain of controlled undertakings through
which the voting rights and/or the financial instruments are
effectively held starting with the ultimate controlling natural
person or legal entity (please add additional rows as
necessary)
|
X
|
Name
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
Harris Associates L.P.
|
|
|
|
|
|
|
|
|
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10. In case of proxy voting, please identify:
|
Name
of the proxy holder
|
|
The
number and % of voting rights held
|
|
The
date until which the voting rights will be held
|
|
|
11. Additional information:
|
|
|
|
|
Place of completion
|
Chicago,
Illinois, USA
|
Date of completion
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30/10/2018
|
|
|
|
|
|
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Signatures
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
LLOYDS
BANKING GROUP plc
(Registrant)
By: Douglas
Radcliffe
Name: Douglas
Radcliffe
Title: Group
Investor Relations Director
Date: 31
October 2018
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