Securities Registration: Employee Benefit Plan (s-8)
August 14 2018 - 12:14PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on August 14, 2018
Registration No. 333-
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM S-8
REGISTRATION
STATEMENT
UNDER
THE SECURITIES
ACT OF 1933
Majesco
(Exact name
of registrant as specified in its charter)
California
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77-0309142
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(State or other jurisdiction of
incorporation or organization)
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(IRS Employer
Identification Number)
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412 Mount Kemble
Ave., Suite 110C
Morristown, New Jersey 07960
(212) 297-0020
(Address, including
zip code, and telephone number, including area code, of registrant’s principal executive offices)
MAJESCO 2015 EQUITY INCENTIVE
PLAN
(Full title
of the plan)
Lori Stanley, Esq.
General Counsel
Majesco
412 Mount Kemble
Ave., Suite 110C
Morristown, New Jersey 07960
(212) 297-0020
(Name, address,
including zip code, and telephone number, including area code, of agent for service)
With copies
to:
Valérie
Demont, Esq.
Sheppard Mullin
Richter & Hampton LLP
30 Rockefeller
Plaza, 39
th
Floor
New York, New
York 10112
(212) 653-8700
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller
reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated
filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of
the Exchange Act. (Check one):
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Large accelerated filer
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¨
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Accelerated filer
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¨
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Non-accelerated filer
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x
(Do
not check if a smaller reporting company)
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Smaller reporting company
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¨
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Emerging growth company
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x
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If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities
Act.
¨
CALCULATION
OF REGISTRATION FEE
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Title of Securities
to be Registered
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Amount
to be
Registered
(1)
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Proposed
Maximum
Offering Price
Per Share
(2)
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Proposed
Maximum
Aggregate
Offering Price
(2)
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Amount of
Registration Fee
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Common Stock, $0.002 par value per share
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2,000,000 Shares
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$8.7795
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$17,559,000
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$2,186.10
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(1)
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Pursuant to Rule 416(a) of the Securities Act of 1933 (the “Securities Act”), as amended, this Registration Statement shall also cover any additional shares of the Registrant’s common stock that become issuable under the Majesco 2015 Equity Incentive Plan pursuant to this Registration Statement by reason of any stock dividend, stock split, recapitalization or any other similar transaction which results in an increase in the number of the Registrant’s outstanding shares of common stock.
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(2)
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For purposes of computing the registration fee only. Pursuant to Rule 457(c) and (h), the Proposed Maximum Offering Price Per Share is based upon the average of the high and low prices for the Registrant’s common stock on The NYSE American on August 9, 2018.
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EXPLANATORY
NOTE
This Registration
Statement registers an additional 2,000,000 shares of the Registrant’s common stock that may be offered and sold under the
Majesco 2015 Equity Incentive Plan (the “Plan”). This Registration Statement relates solely to the registration of
additional securities of the same class as other securities for which one or more other registration statements filed on this form
relating to the same employee benefit plan are effective. Registrant initially registered
3,877,263
shares
of its common stock issuable under the Plan pursuant to a Registration Statement on Form S-8 filed with the Securities
and Exchange Commission (the “Commission”) on June 26, 2015 (File No. 333-205252) (the “Prior
Registration Statement”).
On August 13,
2018, the Registrant held its 2018 Annual Meeting of Shareholders (the “2018 Annual Meeting”). At the 2018 Annual Meeting,
the Registrant’s shareholders voted affirmatively, among other things, to amend the Plan to increase the number of shares
of common stock authorized to be issued pursuant to the Plan to 5,877,263 shares from 3,877,263 shares of common stock (the “Amendment”).
Pursuant to the
Amendment, the total number of shares of the Registrant’s common stock available for grant and issuance under the Plan increased
by 2,000,000 shares. Accordingly, the content of the Prior Registration Statement is incorporated herein by reference pursuant
to General Instruction E of Form S-8.
PART II
INFORMATION
REQUIRED IN THE REGISTRATION STATEMENT
Item 3.
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Incorporation of Documents by Reference.
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The following
documents filed by Majesco (the “Company”) with the Commission are hereby incorporated by reference in this Registration
Statement:
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the Company’s Annual Report on Form 10-K for the fiscal year ended March 31, 2018 filed on June 22, 2018;
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·
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the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2018 filed on August 8, 2018;
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·
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the Company’s Current Reports on Form 8-K or Form 8-K/A (excluding any reports or portions
thereof that are deemed to be furnished and not filed) filed on April 27, 2018, June 6,
2018, June 12, 2018 and July 30, 2018;
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·
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the Company’s definitive proxy statement on Schedule 14A relating to the Company’s 2018 Annual Meeting filed on
June 25, 2018; and
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·
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the description of the Company’s common stock contained in the Company’s Registration
Statement on the Form S-4, which description is incorporated by reference into the Form 8-A (File No. 001-37466) filed by
the Company on June 22, 2015, and any amendment or report filed for the purpose of further updating such description.
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All
other reports and documents subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”) (other than Current Reports furnished under Item 2.02 or Item
7.01 of Form 8-K and exhibits furnished on such form that related to such items) on or after the date of this Registration
Statement and prior to the filing of a post-effective amendment that indicates that all securities offered have been sold
or which deregisters all securities then remaining unsold, are incorporated by reference in this Registration Statement and are
a part hereof from the date of filing such reports and documents.
Any
statement contained in any document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified
or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently
filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such
statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration
Statement.
EXHIBIT INDEX
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets
all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its
behalf by the undersigned, thereunto duly authorized, in Morristown, New Jersey on August 14, 2018.
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MAJESCO
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By:
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/s/ Ketan Mehta
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Ketan Mehta
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Chief Executive Officer
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POWER OF ATTORNEY
KNOW
ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below does hereby constitute and appoint Ketan Mehta and
Farid Kazani, with full power of substitution, his or her true and lawful attorney-in-fact to act for him or her in any
and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to
file each of the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange
Commission, granting unto said attorney-in-fact, and each of them, full power and authority to do and perform each and
every act and thing requisite and necessary to be done in order to effectuate the same as fully, to all intents and purposes, as
he or she could do in person, hereby ratifying and confirming all that said attorneys-in-fact or substitutes, or any
of them, may lawfully do or cause to be done by virtue hereof.
Pursuant
to the requirements of the Securities Act of 1933, this Registration Statement has been signed by each of the following persons
in the capacities and on the dates indicated.
Signature
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Title
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Date
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/s/ Ketan
Mehta
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President and Chief Executive Officer (Principal Executive Officer)
and Director
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August 14, 2018
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Ketan Mehta
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/s/ Farid Kazani
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Chief
Financial Officer and Treasurer
(Principal Financial and Accounting Officer)
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August 14, 2018
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Farid Kazani
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/s/ Arun
K. Maheshwari
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Director
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August 14, 2018
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Arun K. Maheshwari
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/s/ Earl
Gallegos
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Director
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August 14, 2018
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Earl Gallegos
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/s/ Rajesh Hukku
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Director
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August 14, 2018
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Rajesh Hukku
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/s/ Steven
R. Isaac
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Director
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August 14, 2018
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Steven R. Isaac
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/s/ Atul
Kanagat
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Director
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August 14, 2018
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Atul Kanagat
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/s/Sudhakar Ram
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Director
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August 14, 2018
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Sudhakar Ram
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/s/ Robert P. Restrepo Jr.
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Director
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August 14, 2018
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Robert P. Restrepo Jr.
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