Current Report Filing (8-k)
April 03 2018 - 6:10AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported):
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April
2, 2018
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ECO-STIM
ENERGY SOLUTIONS, INC.
(Exact
name of registrant as specified in its charter)
Nevada
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36909
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20-8203420
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(State
or other jurisdiction of
incorporation
or organization)
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(Commission
File
Number)
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(I.R.S.
Employer
Identification
No.)
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2930
W. Sam Houston Pkwy N., Suite 275
Houston,
TX
(Address
of principal executive offices)
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77043
(Zip
Code)
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281-531-7200
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
8.01. Other Events.
As
previously disclosed, on March 29, 2018, Eco-Stim Energy Solutions, Inc. (the “Company”) entered into a Securities
Purchase Agreement with its majority shareholder and other funds, all of which are under management by Fir Tree Partners (collectively,
“Fir Tree”), pursuant to which Fir Tree agreed to purchase 10,000 shares of the Company’s Series A Convertible
Preferred Stock, par value $0.001 per share (the “Series A Preferred”), at a price of $1,000 per share. An initial
closing was conducted on April 2, 2018, providing for the Company’s sale and issuance of 10,000 shares of Series A Preferred,
providing $10.0 million of gross proceeds to the Company.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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ECO-STIM
ENERGY SOLUTIONS, INC.
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By:
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/s/
Jon Christopher Boswell
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Jon
Christopher Boswell
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President
and Chief Executive Officer
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Date:
April 2, 2018
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