Current Report Filing (8-k)
November 28 2017 - 10:16AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported):
November 28, 2017
REDHAWK
HOLDINGS CORP.
(Exact
name of registrant as specified in its charter)
Nevada
(State
or other jurisdiction of incorporation)
000-54323
(Commission
file number)
20-3866475
(I.R.S.
Employer Identification No.)
120
Rue Beauregard, Suite 206, Louisiana 70508
(Address
of principal executive offices) (Zip Code)
(337)269-5933
(Company’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02.
Results of Operations and Financial Condition
On
November 22, 2017, RedHawk Holdings Corporation (the “Company”) issued a press release announcing its results of operations
and financial condition as of and for the three months ended September 30, 2017. The full text of the press release is furnished
as Exhibit 99.1 to this Current Report on Form 8-K.
The
information in this Current Report on Form 8-K (including Exhibit 99.1) is being “furnished” in accordance with General
Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such
information be incorporated by reference into any registration statement or any other document filed pursuant to the Securities
Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference
in such filing.
As
discussed therein, the press release furnished as Exhibit 99.1 to this Current Report on Form 8-K contains forward-looking statements
within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act and, as such, may involve known and
unknown risks, uncertainties and assumptions. These forward-looking statements relate to the Company’s current expectations
and are subject to the limitations and qualifications set forth in the press release as well as in the Company’s other documents
filed with the U.S. Securities and Exchange Commission, including, without limitation, that actual events and/or results may differ
materially from those projected in such forward-looking statements.
Item
5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
On
November 22, 2017, the Company also announced the appointment of Steven C. Bader to its Board of Directors effective immediately.
The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The
information in this Current Report on Form 8-K (including Exhibit 99.1) is being “furnished” in accordance with General
Instruction B.2 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such
information be incorporated by reference into any registration statement or any other document filed pursuant to the Securities
Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference
in such filing.
Item
9.01. Financial Statements and Exhibits
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
November 28, 2017
|
RedHawk
Holdings Corp.
|
|
|
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By:
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/s/
G. Darcy Klug
|
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Name:
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G.
Darcy Klug
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Title:
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Chief
Financial Officer
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