Specialized Disclosure Report (sd)
May 28 2021 - 7:29AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
SD
Specialized
Disclosure Report
POWERFLEET,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
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001-39080
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83-4366463
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(State
or other jurisdiction of
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(Commission
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(IRS
Employer
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incorporation
or organization)
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File
Number)
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Identification
No.)
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123
Tice Boulevard, Woodcliff Lake, New Jersey
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07677
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(Address
of principal executive offices)
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(Zip
Code)
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Ned
Mavrommatis, Chief Financial Officer, (201) 996-9000
(Name
and telephone number, including area code, of the person to contact in connection with this report.)
Check
the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information
in this form applies:
[X]
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Rule
13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.
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Section
1 - Conflict Minerals Disclosure
Item
1.01 Conflict Minerals Disclosure and Report
This
Form SD and the Conflict Minerals Report attached hereto as Exhibit 1.01 of PowerFleet, Inc. (the “Company”) are filed pursuant
to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2020 to December
31, 2020. A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at the
Company’s website www.powerfleet.com under “Investors” and “SEC Filings”.
Item
1.02 Exhibits
As
specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this
report.
Section
2 - Exhibits
Item
2.01 Exhibits
The
following exhibit is filed as part of this report:
Exhibit
1.01 - Conflict Minerals Report of PowerFleet, Inc. as required by Items 1.01 and 1.02 of this Report.
Forward
Looking Statements
Unless
otherwise indicated or required by the context the terms “we,” “our,” and “us” refer to PowerFleet,
Inc.
This
report and any exhibits to this report may contain “forward-looking statements” as defined in the Private Securities Litigation
Reform Act of 1995 regarding our business, products and conflict minerals efforts, including steps we intend to take to mitigate the
risk that conflict minerals in our products benefit armed groups in the Democratic Republic of Congo (“DRC”) or an adjoining
country. The words “anticipate,” believe,” “estimate,” “expect,” “intend,” “will,”
“should” and similar expressions, as they relate to us, are intended to identify forward-looking statements, but are not
the exclusive means of identifying forward-looking statements in this report. Additionally, statements concerning future matters that
are not historical are forward-looking statements. Although forward-looking statements in this report reflect our good faith judgment,
such statements can only be based on facts and factors currently known to us. Consequently, forward-looking statements are inherently
subject to risk and uncertainties, and actual results and outcomes may differ materially from the results and outcomes discussed in or
anticipated by forward-looking statements. Factors that could cause or contribute to such differences in results or outcomes include
without limitation: the risk that information reported to us by our suppliers from which we directly procure finished goods, components,
materials and/or services for our products (direct suppliers), or industry information used by us, may be inaccurate; the risk that smelters
or refiners (processing facilities) may not participate in the Conflict Free Smelter Program (“CFSP”), which is a voluntary
initiative in which independent third parties audit processing facilities’ procurement and processing activities and determine
if the processing facilities maintain sufficient documentation to reasonably demonstrate conflict-free sourcing; as well as risks discussed
under the heading “Risk Factors” in our most recent Annual Report on Form 10-K filed with the Securities and Exchange Commission
as well as in our Current Reports on Form 8-K. Readers are urged not to place undue reliance on forward-looking statements, which speak
only as of the date of this report. We undertake no obligation to revise or update any forward-looking statements in order to reflect
any event or circumstance that may arise after the date of this report. Throughout this report, whenever a reference is made to our website,
such reference does not incorporate information from the website by reference into this report unless specifically identified as such.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the duly authorized undersigned.
PowerFleet,
Inc.
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By:
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/s/
Ned Mavrommatis
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Date:
May 28, 2021
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Name:
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Ned
Mavrommatis
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Title:
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Chief
Financial Officer
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EXHIBIT
INDEX
*
Filed herewith.
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