TUI AG (TUI) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 01-Nov-2021 / 18:12 CET/CEST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.

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Notification of Major Holdings 1. Details of issuer

 
 
 Name:                           TUI AG 
 
 Street:                         Karl-Wiechert-Allee 4 
 
 Postal code:                    30625 
 
 City:                           Hannover 
                                 Germany 
 
 Legal Entity Identifier (LEI):  529900SL2WSPV293B552 
 2. Reason for notification 
 
 
 X             Acquisition/disposal of shares with voting rights 
 
               Acquisition/disposal of instruments 
 
               Change of breakdown of voting rights 
 
 X             Other reason: 
               voluntary group notification with triggered threshold on subsidiary level 
 3. Details of person subject to the notification obligation 
 
 
 Legal entity: JPMorgan Chase & Co. 
 City of registered office, country: Wilmington, Delaware, United States of America (USA) 
 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 
 
 
 
 5. Date on which threshold was crossed or reached: 
 
 
 26 Oct 2021 
 6. Total positions 
 
 
                       % of voting rights % of voting rights through     Total of 
                       attached to shares                instruments    both in %        Total number of voting rights 
                          (total of 7.a.)   (total of 7.b.1 + 7.b.2)      (7.a. +             pursuant to Sec. 41 WpHG 
                                                                            7.b.) 
 
 New                               1.66 %                     5.91 %       7.56 %                           1099393634 
 
 Previous                          0.17 %                     5.29 %       5.46 %                                    / 
 notification 
 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) 
 
 
 ISIN                    Absolute                        In % 
 
                       Direct       Indirect         Direct       Indirect 
               (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) 
 
 DE000TUAG000               0       18230514         0.00 %         1.66 % 
 
 Total                   18230514                       1.66 % 
 b.1. Instruments according to Sec. 38 (1) no. 1 WpHG 
 
 
 Type of instrument                Expiration or maturity  Exercise or conversion        Voting rights   Voting rights 
                                   date                    period                             absolute            in % 
 
 Right to recall shares lent out   n/a                     n/a                                 2676789          0.24 % 
 
 Internal right to recall shares   n/a                     n/a                                 7600016          0.69 % 
 lent out 
 
                                                           Total                              10276805          0.93 % 
 b.2. Instruments according to Sec. 38 (1) no. 2 WpHG 
 
 
 Type of instrument               Expiration or      Exercise or         Cash or physical    Voting rights       Voting 
                                  maturity date      conversion period   settlement               absolute  rights in % 
 
 Third Party convertible bonds -  16/04/2028         16/04/2028          Physical                 15253015       1.39 % 
 right of use held 
 
 Convertible bonds                16/04/2028         16/04/2028          Physical                  7375564       0.67 % 
 
 Right to recall convertible      16/04/2028         16/04/2028          Physical                  8139302       0.74 % 
 bonds lent out 
 
 Cash-settled Call Option         08/06/2023         08/06/2023          Cash                        85561       0.01 % 
 
 Equity Swap                      02/11/2021 - 23/08 02/11/2021 - 23/08/ Cash                     23803076       2.17 % 
                                  /2028              2028 
 
                                                                         Total                    54656518       4.97 % 
 8. Information in relation to the person subject to the notification obligation 
 
 
               Person subject to the notification obligation is not controlled nor does it control any other 
               undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). 
 
 X             Full chain of controlled undertakings starting with the ultimate controlling natural person or legal 
               entity: 
 
 
 
 Name                        % of voting rights (if at  % of voting rights through instruments    Total of both (if at 
                                     least 3% or more)                (if at least 5% or more)       least 5% or more) 
 
 JPMorgan Chase & Co.                                %                                       %                       % 
 
 JPMorgan Chase Bank,                                %                                       %                       % 
 National Association 
 
 J.P. Morgan International                           %                                       %                       % 
 Finance Limited 
 
 J.P. Morgan Capital                                 %                                       %                       % 
 Holdings Limited 
 
 J.P. Morgan Securities                              %                                       %                  5.79 % 
 plc 
 
 -                                                   %                                       %                       % 
 
 JPMorgan Chase & Co.                                %                                       %                       % 
 
 JPMorgan Chase Holdings                             %                                       %                       % 
 LLC 
 
 J.P. Morgan Broker-Dealer                           %                                       %                       % 
 Holdings Inc. 
 
 J.P. Morgan Securities                              %                                       %                       % 
 LLC 
 
 -                                                   %                                       %                       % 
 
 JPMorgan Chase & Co.                                %                                       %                       % 
 
 JPMorgan Chase Bank,                                %                                       %                       % 
 National Association 
 
 J.P. Morgan International                           %                                       %                       % 
 Finance Limited 
 
 J.P. Morgan Structured                              %                                       %                       % 
 Products B.V. 
 
 -                                                   %                                       %                       % 
 
 JPMorgan Chase & Co.                                %                                       %                       % 
 
 JPMorgan Chase Bank,                                %                                       %                       % 
 National Association 
 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: 
 
 
  Proportion of voting rights Proportion of instruments Total of both 
 
                            %                         %             % 
 10. Other explanatory remarks: 
 
 
 
 Date 
 
 
 29 Oct 2021 
 

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ISIN:           DE000TUAG000 
Category Code:  HOL 
TIDM:           TUI 
LEI Code:       529900SL2WSPV293B552 
OAM Categories: 2.3. Major shareholding notifications 
Sequence No.:   125719 
EQS News ID:    1245220 
 
End of Announcement  EQS News Service 
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Image link: https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1245220&application_name=news

 

(END) Dow Jones Newswires

November 01, 2021 13:13 ET (17:13 GMT)

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