TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Euro... (1152431)
December 02 2020 - 1:35PM
UK Regulatory
TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German
Securities Trading Act] with the objective of Europe-wide distribution
02-Dec-2020 / 19:35 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
*Notification of Major Holdings*
*1. Details of issuer*
+------------------------------+---------------------+
|Name: |TUI AG |
+------------------------------+---------------------+
|Street: |Karl-Wiechert-Allee 4|
+------------------------------+---------------------+
|Postal code: |30625 |
+------------------------------+---------------------+
|City: |Hannover |
| |Germany |
+------------------------------+---------------------+
|Legal Entity Identifier (LEI):|529900SL2WSPV293B552 |
+------------------------------+---------------------+
*2. Reason for notification*
+-+------------------------------------------------------------+
| |Acquisition/disposal of shares with voting rights |
+-+------------------------------------------------------------+
|X|Acquisition/disposal of instruments |
+-+------------------------------------------------------------+
| |Change of breakdown of voting rights |
+-+------------------------------------------------------------+
|X|Other reason: |
| |non-applying of trading book exemption according to sec. 36 |
| |para. 1 WpHG |
+-+------------------------------------------------------------+
*3. Details of person subject to the notification obligation*
+-------------------------------------------------+
|Legal entity: Société Générale S.A. |
|City of registered office, country: Paris, France|
+-------------------------------------------------+
*4. Names of shareholder(s)*
holding directly 3% or more voting rights, if different from 3.
++
||
++
*5. Date on which threshold was crossed or reached:*
+-----------+
|24 Nov 2020|
+-----------+
*6. Total positions*
+-------------+-----------+----------+----------+--------------+
| |% of voting| % of| Total of| Total number|
| | rights| voting| both in %| of voting|
| |attached to| rights| (7.a. +| rights|
| | shares| through| 7.b.)| pursuant to|
| | (total of|instrument| | Sec. 41 WpHG|
| | 7.a.)| s| | |
| | | (total of| | |
| | | 7.b.1 +| | |
| | | 7.b.2)| | |
+-------------+-----------+----------+----------+--------------+
|New | 0.46 %| 5.01 %| 5.47 %| 590415100|
+-------------+-----------+----------+----------+--------------+
|Previous | 0 %| 0 %| 0 %| /|
|notification | | | | |
+-------------+-----------+----------+----------+--------------+
*7. Details on total positions*
*a. Voting rights attached to shares (Sec. 33, 34 WpHG)*
+------------+-----------+------------+-----------+------------+
|ISIN | Absolute | In % |
+------------+-----------+------------+-----------+------------+
| | Direct| Indirect| Direct| Indirect|
| | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34|
| | WpHG)| WpHG)| WpHG)| WpHG)|
+------------+-----------+------------+-----------+------------+
|DE000TUAG000| 2713135| 0| 0.46 %| 0.00 %|
+------------+-----------+------------+-----------+------------+
|*Total* | 2713135 | 0.46 % |
+------------+-----------+------------+-----------+------------+
*b.1. Instruments according to Sec. 38 (1) no. 1 WpHG*
+------------+---------------------+---------------------+-------+------+
|Type of |Expiration or |Exercise or | Voting|Voting|
|instrument |maturity date |conversion period | rights|rights|
| | | |absolut| in %|
| | | | e| |
+------------+---------------------+---------------------+-------+------+
|Right to |N/A |N/A |1524236|0.26 %|
|recall lent | | | | |
|securities | | | | |
+------------+---------------------+---------------------+-------+------+
|Listed Call |18.12.2020-18.06.2021|Until | 137500|0.02 %|
|Options | |18.12.2020-18.06.2021| | |
+------------+---------------------+---------------------+-------+------+
|Certificates|18.12.2020-18.03.2022|18.12.2020-18.03.2022|4613045|0.78 %|
+------------+---------------------+---------------------+-------+------+
| | |*Total* |6274781|1.06 %|
+------------+---------------------+---------------------+-------+------+
*b.2. Instruments according to Sec. 38 (1) no. 2 WpHG*
+------------+---------------------+----------+--------+--------+------+
|Type of |Expiration or |Exercise |Cash or | Voting|Voting|
|instrument |maturity date |or |physical| rights|rights|
| | |conversion|settleme|absolute| in %|
| | |period |nt | | |
+------------+---------------------+----------+--------+--------+------+
|OTC Call |03.01.2033 |Until |Cash | 2704690|0.46 %|
|Options on | |03.01.2033| | | |
|Basket | | | | | |
+------------+---------------------+----------+--------+--------+------+
|Certificates|03.01.2033 |Until |Cash | 49508|0.01 %|
| | |03.01.2033| | | |
+------------+---------------------+----------+--------+--------+------+
|Contract For|N/A |N/A |Cash | 1704068|0.29 %|
|Difference | | | | | |
+------------+---------------------+----------+--------+--------+------+
|OTC Call |16.12.2020-03.01.2033|Until |Cash | 7697509|1.30 %|
|Options | |16.12.2020| | | |
| | |-03.01.203| | | |
| | |3 | | | |
+------------+---------------------+----------+--------+--------+------+
|OTC Put |18.12.2020-03.01.2033|Until |Cash | 774662|0.13 %|
|Options | |18.12.2020| | | |
| | |-03.01.203| | | |
| | |3 | | | |
+------------+---------------------+----------+--------+--------+------+
|OTC Put |16.12.2022 |16.12.2022|Physical| 230000|0.04 %|
|Options | | | | | |
+------------+---------------------+----------+--------+--------+------+
|Listed Put |18.12.2020-18.06.2021|Until |Physical| 2125000|0.36 %|
|Options | |18.12.2020| | | |
| | |-18.06.202| | | |
| | |1 | | | |
+------------+---------------------+----------+--------+--------+------+
|Listed Call |16.12.2020-03.01.2033|Until |Cash | 7249519|1.23 %|
|Warrants | |16.12.2020| | | |
| | |-03.01.203| | | |
| | |3 | | | |
+------------+---------------------+----------+--------+--------+------+
|Listed Put |18.12.2020-03.01.2033|Until |Cash | 779305|0.13 %|
|Warrants | |18.12.2020| | | |
| | |-03.01.203| | | |
| | |3 | | | |
+------------+---------------------+----------+--------+--------+------+
| | | |*Total* |23314261|3.95 %|
+------------+---------------------+----------+--------+--------+------+
*8. Information in relation to the person subject to the notification
obligation*
+-+------------------------------------------------------------+
| |Person subject to the notification obligation is not |
| |controlled nor does it control any other undertaking(s) that|
| |directly or indirectly hold(s) an interest in the |
| |(underlying) issuer (1.). |
+-+------------------------------------------------------------+
|X|Full chain of controlled undertakings starting with the |
| |ultimate controlling natural person or legal entity: |
+-+------------------------------------------------------------+
+-------------------+------------+------------+----------------+
|Name | % of voting| % of voting| Total of both|
| | rights (if| rights| (if at least 5%|
| | at least 3%| through| or more)|
| | or more)| instruments| |
| | |(if at least| |
| | | 5% or more)| |
+-------------------+------------+------------+----------------+
|-Société Générale | %| %| %|
|S.A. | | | |
+-------------------+------------+------------+----------------+
|-Société Générale | %| %| %|
|Effekten GmbH | | | |
+-------------------+------------+------------+----------------+
*9. In case of proxy voting according to Sec. 34 para. 3 WpHG*
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
+------------------------+-----------------------+-------------+
| Proportion of voting| Proportion of|Total of both|
| rights| instruments| |
+------------------------+-----------------------+-------------+
| %| %| %|
+------------------------+-----------------------+-------------+
*10. Other explanatory remarks:*
++
||
++
Date
+-----------+
|30 Nov 2020|
+-----------+
ISIN: DE000TUAG000
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 88943
EQS News ID: 1152431
End of Announcement EQS News Service
(END) Dow Jones Newswires
December 02, 2020 13:35 ET (18:35 GMT)
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