Morgan Stanley & Co. LLC Form 8.5 (EPT/RI)Replacement Anheuser-Busch InBev (7771L)
October 05 2016 - 7:26AM
UK Regulatory
TIDMSAB TIDM92PG
RNS Number : 7771L
Morgan Stanley & Co. LLC
05 October 2016
AMMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. LLC
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Anheuser Busch InBev SA NV
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: SABMiller Plc
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(d) Date dealing undertaken: 03 OCTOBER 2016
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect
of any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
----------- ----------------- --------------- -------------------- ---------------
ADRs PURCHASES 376,045 130.4700 128.8601
USD USD
----------- ----------------- --------------- -------------------- ---------------
ADRs SALES 380,411 130.4600 128.8601
USD USD
----------- ----------------- --------------- -------------------- ---------------
117.2098 115.5000
Ordinary PURCHASES 20,894 EUR EUR
----------- ----------------- --------------- -------------------- ---------------
117.2098 115.5000
Ordinary SALES 20,894 EUR EUR
----------- ----------------- --------------- -------------------- ---------------
(b) Cash-settled derivative transactions
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
---------- ------------- ------------------------------- ------------ ----------
N/A N/A N/A N/A N/A
---------- ------------- ------------------------------- ------------ ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.7100
ADRs CALL PURCHASE 1,000 135.0000 A 21/10/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.7300
ADRs CALL PURCHASE 500 135.0000 A 21/10/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.7300
ADRs CALL PURCHASE 500 135.0000 A 21/10/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
ADRs PUT PURCHASE 300 105.0000 A 17/03/2017 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
2.2500
ADRs CALL PURCHASE 100 130.0000 A 21/10/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
2.6000
ADRs CALL PURCHASE 500 130.0000 A 21/10/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.8500
ADRs PUT SALE 600 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.8500
ADRs PUT SALE 1,100 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.8500
ADRs PUT SALE 400 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.8500
ADRs PUT SALE 1,100 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.9500
ADRs PUT SALE 1,100 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.9500
ADRs PUT SALE 600 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.9500
ADRs PUT SALE 200 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.9500
ADRs PUT SALE 1,800 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.9500
ADRs PUT SALE 4,800 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.9500
ADRs PUT SALE 400 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.9500
ADRs PUT SALE 200 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.9500
ADRs PUT SALE 1,000 120.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
2.7500
ADRs PUT SALE 200 120.0000 A 16/12/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
2.7500
ADRs PUT SALE 1,100 120.0000 A 16/12/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
2.7500
ADRs PUT SALE 1,400 120.0000 A 16/12/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
2.7500
ADRs PUT SALE 600 120.0000 A 16/12/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
2.7500
ADRs PUT SALE 300 120.0000 A 16/12/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
2.7500
ADRs PUT SALE 1,100 120.0000 A 16/12/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
3.2000
ADRs PUT SALE 400 125.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
3.2000
ADRs PUT SALE 400 125.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
3.2000
ADRs PUT SALE 200 125.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
3.2000
ADRs PUT SALE 100 125.0000 A 18/11/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
6.7000
ADRs PUT SALE 600 130.0000 A 16/12/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
6.7000
ADRs PUT SALE 1,100 130.0000 A 16/12/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
(ii) Exercise
Class of relevant Product description Number of Exercise price
security e.g. call option securities per unit
------------------ -------------------- ------------ ---------------
N/A N/A N/A N/A
------------------ -------------------- ------------ ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Details Price per
security dealing e.g. unit (if applicable)
subscription,
conversion
------------------ --------------- -------- ----------------------
N/A N/A N/A N/A
------------------ --------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
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Date of disclosure: 05 OCTOBER 2016
--------------------- ------------------
Contact name: Craig Horsley
--------------------- ------------------
Telephone number: +44(141) 245 7736
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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