River & Mercantile UK Micro Cap Inv Holding(s) in Company (1889J)
April 08 2020 - 3:45AM
UK Regulatory
TIDMRMMC
RNS Number : 1889J
River & Mercantile UK Micro Cap Inv
08 April 2020
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the underlying River and Mercantile UK Micro Cap
issuer of existing shares to which voting Investment Company Limited
rights are attached (ii) :
-----------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer X
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Brooks Macdonald Asset Management
Limited
City and country of registered office London, United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name Bank of New York (Nominees) Ltd
Brooks Macdonald Nominees Ltd
-----------------------------------------
City and country of registered office
(if applicable)
-----------------------------------------
5. Date on which the threshold was 06/04/2020
crossed or reached (vi) :
-----------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 07/04/2020
-----------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total of both Total number
attached to shares through financial in % (8.A + of voting rights
(total of 8. instruments 8.B) of issuer (vii)
A) (total of 8.B
1 + 8.B 2)
-------------------- ---------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 4.99 0.00 4.99 46,445,043
-------------------- ---------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 5.01 0.00 5.01
-------------------- ---------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
ORD
GG00BZ8VFG05 2,319,322 4.99%
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 2,319,322 4.99%
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B 1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
SUBTOTAL 8.B.2
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting % of voting rights Total of both if
rights if it through financial it equals or is
equals or is instruments if it higher than the
higher than equals or is higher notifiable threshold
the notifiable than the notifiable
threshold threshold
---------------- --------------------- ------------------------
Brooks Macdonald Group
PLC
---------------- --------------------- ------------------------
Brooks Macdonald Asset
Management Limited 4.99 4.99
---------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
Place of completion 21 Lombard Street London EC3V 9AH
Date of completion 07/04/2020
----------------------------------
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of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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