River and Mercantile Group PLC Holding(s) in Company (7724X)
August 14 2018 - 7:03AM
UK Regulatory
TIDMRIV
RNS Number : 7724X
River and Mercantile Group PLC
14 August 2018
14 August 2018
LEI: 2138005C7REHURGWHW31
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word
format if possible)(i)
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1a. Identity of the River and Mercantile Group Plc
issuer or the underlying
issuer of existing
shares to which voting
rights are attached(ii)
:
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1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer
---------------------------------------------------------------------------- -----------------------------
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
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An acquisition or disposal of voting X
rights
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An acquisition or disposal of financial
instruments
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An event changing the breakdown
of voting rights
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Other (please specify)(iii) : Admission
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3. Details of person subject to the notification
obligation(iv)
Name Unicorn Asset Management Limited
City and country London, United Kingdom
of registered office
(if applicable)
4. Full name of shareholder(s) (if different from
3.)(v)
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Name Unicorn UK Ethical Income Fund
94,335 (0.11%)
Acorn Income Fund
371,225 (0.45%)
Unicorn UK Smaller Companies
Fund
72,538 (0.09%)
Unicorn UK Income Fund
3,086,844 (3.76%)
Total
3,624,942 (4.42%)
----------------------------------- ----------------------------------------------------------------------
City and country London, United Kingdom
of registered office
(if applicable)
----------------------------------- ----------------------------------------------------------------------
5. Date on which 08 August 2018
the threshold was
crossed or reached(vi)
:
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6. Date on which 13 August 2018
issuer notified (DD/MM/YYYY):
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7. Total positions of person(s) subject to the
notification obligation
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% of % of voting Total Total number of voting
voting rights through of rights of issuer(vii)
rights financial both
attached instruments in
to shares (total of % (8.A
(total 8.B 1 + 8.B + 8.B)
of 8. 2)
A)
----------------- ---------------- ---------------- --------------------- -----------------------------
Resulting
situation
on the
date on
which
threshold
was crossed
or reached 4.42% 4.42% 82,095,346
----------------- ---------------- ---------------- --------------------- -----------------------------
Position
of previous
notification
(if
applicable) 5.35% 5.35%
----------------- ---------------- ---------------- --------------------- -----------------------------
8. Notified details of the resulting situation
on the date on which the threshold was crossed
or reached(viii)
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A: Voting rights attached to shares
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Class/type Number of voting % of voting rights
of rights(ix)
shares
ISIN code
(if possible)
-----------------
Direct Indirect Direct Indirect
(Art (Art 10 of (Art 9 (Art 10 of Directive
9 of Directive of Directive 2004/109/EC)
Directive 2004/109/EC) 2004/109/EC) (DTR5.2.1)
2004/109/EC) (DTR5.2.1) (DTR5.1)
(DTR5.1)
----------------- ---------------- ---------------- --------------------- -----------------------------
GB00BLZH7X42 3,624,942 4.42%
----------------- ---------------- ---------------- --------------------- -----------------------------
SUBTOTAL
8. A 3,624,942 4.42%
----------------- ---------------------------------- ----------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Type of Expiration Exercise/ Number of % of voting
financial date(x) Conversion voting rights rights
instrument Period(xi) that may be
acquired if
the instrument
is
exercised/converted.
----------------- ---------------- ---------------- --------------------- -----------------------------
SUBTOTAL
8. B 1
---------------- --------------------- -----------------------------
B 2: Financial Instruments with similar economic
effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
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Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period (xi) settlement(xii) rights
----------------- ---------------- ---------------- --------------------- ----------- ----------------
SUBTOTAL
8.B.2
--------------------- ----------- ----------------
9. Information in relation to the person subject
to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation
is not controlled by any natural person X
or legal entity and does not control any
other undertaking(s) holding directly or
indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through
which the voting rights and/or the
financial instruments are effectively held
starting with the ultimate controlling natural
person or legal entity(xiv) (please add
additional rows as necessary)
----------------------------------------------------------------------------------------- ----------------
Name(xv) % of voting rights % of voting Total of both
if it equals or rights if it equals
is higher than through or is higher
the notifiable financial than the notifiable
threshold instruments threshold
if it equals
or is higher
than the
notifiable
threshold
----------------- ---------------------------------- --------------------- -----------------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder See Section 4
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The number and % of voting
rights held
----------------------------------------------------- ----------------------------------------------------
The date until which the
voting rights will be held
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11. Additional information(xvi)
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Figures are based on total shares in issue 82,095,346
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Place of completion Unicorn Asset Management Limited, Preachers
Court, Charterhouse, Charterhouse Square,
London, EC1M 6AU
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Date of completion 13(th) August 2018
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For further information, please contact:
River and Mercantile Group PLC +44 (0)20 3327 5100
Sally Buckmaster, Senior Counsel and Group Company Secretary
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END
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