Rathbones Group PLC Director/PDMR Shareholding (2631E)
March 09 2022 - 1:02PM
UK Regulatory
TIDMRAT
RNS Number : 2631E
Rathbones Group PLC
09 March 2022
Rathbones Group Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial
Responsibilities
The Company announces that the following PDMRs were granted
share awards in accordance with the rules of the Rathbones
Executive Share Performance Plan for 2022.
The Restricted Share Award will vest on the third anniversary of
the grant date and a further two-year holding period will apply.
These awards were made at a share price of GBP13.87, based on the
average share price over five days preceding the grant date and
discounted to reflect the absence of dividend equivalents over the
three-year vesting period. The PDMRs will not be permitted to sell
any shares during this time.
The Deferred Share Award will vest over a three-year period in
equal tranches of one third per annum. These awards were made at a
share price of GBP15.35, GBP14.61, and GBP13.87, based on the
average share price over five days preceding the grant date and
discounted to reflect the absence of dividend equivalents over the
annual vesting cycle. The awards are subject to malus and clawback
provisions.
The notifications below, which have been made in accordance with
the requirements of the UK Market Abuse Regulation, provides
further detail.
Enquiries:
Ali Johnson
Company Secretary
Telephone - 07901 118456
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Paul Stockton
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status G roup Chief Executive Officer
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbones Group Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share awards grant made pursuant to the Rathbones Executive Share
Performance Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
R estricted Share Award
--------------------------------------------------------------------------------------------------------------------
GBP13.87 25,036
------------------------------------------------------------------------------ ------------------------------------
Deferred Share Award
--------------------------------------------------------------------------------------------------------------------
GBP15.35 6,664
------------------------------------------------------------------------------ ------------------------------------
GBP14.61 7,002
------------------------------------------------------------------------------ ------------------------------------
GBP13.87 7,376
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2022-03-07
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Jennifer Mathias
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Group Chief Financial Officer
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbones Group Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share awards grant made pursuant to the Rathbones Executive Share
Performance Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
R estricted Share Award
--------------------------------------------------------------------------------------------------------------------
GBP13.87 17,585
------------------------------------------------------------------------------ ------------------------------------
Deferred Share Award
--------------------------------------------------------------------------------------------------------------------
GBP15.35 4,471
------------------------------------------------------------------------------ ------------------------------------
GBP14.61 4,697
------------------------------------------------------------------------------ ------------------------------------
GBP13.87 4,948
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2022-03-07
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sarah Owen-Jones
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Risk Officer
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbones Group Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share awards grant made pursuant to the Rathbones Executive Share
Performance Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
R estricted Share Award
--------------------------------------------------------------------------------------------------------------------
GBP13.87 11,893
------------------------------------------------------------------------------ ------------------------------------
Deferred Share Award
--------------------------------------------------------------------------------------------------------------------
GBP15.35 3,250
------------------------------------------------------------------------------ ------------------------------------
GBP14.61 3,415
------------------------------------------------------------------------------ ------------------------------------
GBP13.87 3,597
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2022-03-07
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Mike Webb
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status CEO of RUTM
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbones Group Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share awards grant made pursuant to the Rathbones Executive Share
Performance Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
R estricted Share Award
--------------------------------------------------------------------------------------------------------------------
GBP13.87 15,158
------------------------------------------------------------------------------ ------------------------------------
Deferred Share Award
--------------------------------------------------------------------------------------------------------------------
GBP15.35 4,286
------------------------------------------------------------------------------ ------------------------------------
GBP14.61 4,503
------------------------------------------------------------------------------ ------------------------------------
GBP13.87 4,743
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2022-03-07
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Andrew Brodie
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Operating Officer
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbones Group Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share awards grant made pursuant to the Rathbones Executive Share
Performance Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
R estricted Share Award
--------------------------------------------------------------------------------------------------------------------
GBP13.87 14,294
------------------------------------------------------------------------------ ------------------------------------
Deferred Share Award
--------------------------------------------------------------------------------------------------------------------
GBP15.35 3,536
------------------------------------------------------------------------------ ------------------------------------
GBP14.61 3,715
------------------------------------------------------------------------------ ------------------------------------
GBP13.87 3,914
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2022-03-07
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
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END
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