Rathbone Brothers PLC Director/PDMR Shareholding (0759U)
March 26 2019 - 11:45AM
UK Regulatory
TIDMRAT
RNS Number : 0759U
Rathbone Brothers PLC
26 March 2019
Rathbone Brothers Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial
Responsibilities
The Company announces that the following PDMRs were granted a
share award in accordance with the rules of the Rathbone Brothers
Plc 2015 Executive Incentive Plan for 2018. The award was based on
a share price of GBP22.97, being the average of the closing
mid-market share price during the 20 business days to 21 March
2019.
This award will vest over a five year period in equal tranches
of 20% per annum. During this time, the award is subject to a full
five year sale restriction period and will operate from the date of
the award. The PDMRs will not be permitted to sell shares during
the sale restriction period except for the purpose of meeting tax
liabilities on vesting. The awards are subject to malus and
clawback provisions.
The notifications below, which have been made in accordance with
the requirements of the EU Market Abuse Regulation, provides
further detail.
Enquiries:
Ali Johnson
Company Secretary
Telephone - 0207 399 0326
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Philip Howell
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Executive
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 22,156
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2019-03-22
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Paul Stockton
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Finance Director/Managing Director RIM
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 16,376
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2019-03-22
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Mike Bolsover
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Head of Strategy and Organisation Development
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 10,777
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2019-03-22
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Andrew Butcher
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Operating Officer
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 12,237
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2019-03-22
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sarah Owen-Jones
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Risk Officer
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 12,049
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2019-03-22
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Mike Webb
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status CEO of RUTM and Head of Marketing
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 14,063
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2019-03-22
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
This information is provided by RNS, the news service of the
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of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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