Rathbone Brothers Rathbone Brothers Plc : Director/Pdmr Shareholding
March 23 2017 - 1:35PM
UK Regulatory
TIDMRAT
Rathbone Brothers Plc (the "Company")
Executive Incentive Plan awards for 2016
The Company announces that the following PDMRs were granted a share
award in accordance with the rules of the Rathbone Brothers Plc 2015
Executive Incentive Plan for 2016. The award was based on a share price
of GBP22.97, being the average of the closing mid-market share price
during the 20 business days to 22 March 2017.
This award will vest over a five year period in equal tranches of 20%
per annum. During this time, the award is subject to a full five year
sale restriction period and will operate from the date of the award. The
PDMRs will not be permitted to sell shares during the sale restriction
period except for the purpose of meeting tax liabilities on vesting. The
awards are subject to malus and clawback provisions.
The following announcement and notification is made in accordance with
the EU Market Abuse Regulation.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities.
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Philip Howell
2 Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
a) Description of the financial instrument, type of instrument 5p Ordinary Shares
Identification code ISIN: GB0002148343
Shares of 5p each
Share award grant made pursuant to the Rathbone Brothers
b) Nature of the transaction Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP22.97 15,897
-- Not applicable - single transaction
d) Aggregated information
- Aggregated volume
- Price
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Paul Stockton
2 Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
a) Description of the financial instrument, type of instrument ISIN: GB0002148343
Identification code Shares of 5p each
Share award grant made pursuant to the Rathbone Brothers
b) Nature of the transaction Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP22.97 10,103
d) Aggregated information
- Aggregated volume -- Not applicable - single transaction
- Price
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Mike Bolsover
2 Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
ISIN: GB0002148343
a) Description of the financial instrument, type of instrument Shares of 5p each
Identification code
Share award grant made pursuant to the Rathbone Brothers
b) Nature of the transaction Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP22.97 6,983
Aggregated information
- Aggregated volume
d) - Price -- Not applicable - single transaction
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Andrew Butcher
2 Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument ISIN: GB0002148343
a) Identification code Shares of 5p each
Share award grant made pursuant to the Rathbone Brothers
b) Nature of the transaction Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP22.97 8,083
Aggregated information
- Aggregated volume
d) - Price -- Not applicable - single transaction
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Mike Webb
2 Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument ISIN: GB0002148343
a) Identification code Shares of 5p each
Share award grant made pursuant to the Rathbone Brothers
b) Nature of the transaction Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP22.97 8,832
Aggregated information
- Aggregated volume
d) - Price -- Not applicable - single transaction
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Richard Smeeton
2 Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument SIN: GB0002148343
a) Identification code Shares of 5p each
Share award grant made pursuant to the Rathbone Brothers
b) Nature of the transaction Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP22.97 7,637
Aggregated information
- Aggregated volume
d) - Price -- Not applicable - single transaction
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Ivo Clifton
2 Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument ISIN: GB0002148343
a) Identification code Shares of 5p each
Share award grant made pursuant to the Rathbone Brothers
b) Nature of the transaction Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP22.97 6,983
Aggregated information
- Aggregated volume
d) - Price -- Not applicable - single transaction
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Andrew Morris
2 Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument ISIN: GB0002148343
a) Identification code Shares of 5p each
Share award grant made pursuant to the Rathbone Brothers
b) Nature of the transaction Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP22.97 7,462
Aggregated information
- Aggregated volume
d) - Price -- Not applicable - single transaction
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Rupert Baron
2 Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument ISIN: GB0002148343
a) Identification code Shares of 5p each
Share award grant made pursuant to the Rathbone Brothers
b) Nature of the transaction Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP22.97 6,873
Aggregated information
- Aggregated volume
d) - Price -- Not applicable - single transaction
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Sarah Owen-Jones
2 Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument ISIN: GB0002148343
a) Identification code Shares of 5p each
Share award grant made pursuant to the Rathbone Brothers
b) Nature of the transaction Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP22.97 6,472
d) Aggregated information
- Aggregated volume
- Price -- Not applicable - single transaction
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
Ali Johnson
Company Secretary
23 March 2017
This announcement is distributed by Nasdaq Corporate Solutions on behalf
of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Rathbone Brothers Plc via Globenewswire
http://www.rathbones.com/
(END) Dow Jones Newswires
March 23, 2017 13:35 ET (17:35 GMT)
Copyright (c) 2017 Dow Jones & Company, Inc.
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