Rathbone Brothers Rathbone Brothers Plc : Holding(s) In Company
December 01 2015 - 10:18AM
UK Regulatory
TIDMRAT
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying issuer Rathbone Brothers PLC
of existing shares to which voting rights are
attached: (ii)
2 Reason for the notification (please tick the appropriate
box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify): Baseline notification required as a result of the X
implementation of changes to the transparency directive
3. Full name of person(s) subject to the BlackRock, Inc.
notification obligation: (iii)
4. Full name of shareholder(s)
(if different from 3.):(iv)
5. Date of the transaction and date on 26 November, 2015
which the threshold is crossed or
reached: (v)
6. Date on which issuer notified: 30 November, 2015
7. Threshold(s) that is/are crossed or Baseline notification required as a result of the
reached: (vi, vii) implementation of changes to the transparency directive;
BlackRock Inc. shares and voting rights remain above
the previously disclosed threshold of 5%
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of
shares Situation previous
if possible using to the triggering
the ISIN CODE transaction Resulting situation after the triggering transaction
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights (x)
Direct Direct (xi) Indirect (xii) Direct Indirect
GB0002148343 4,362,621 4,362,621 N/A N/A 3,787,614 N/A 7.88%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Number of voting
rights that may be
acquired if the
Type of financial Expiration Exercise/ instrument is % of voting
instrument date (xiii) Conversion Period (xiv) exercised/ converted. rights
Securities Lending 67,848 0.14%
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Conversion
instrument Exercise price date (xvii) period (xviii) Number of voting rights instrument refers to % of voting rights (xix, xx)
CFD 264,869 Nominal Delta
0.55% 0.55%
Total (A+B+C)
Number of voting rights Percentage of voting rights
4,120,331 8.57%
9. Chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
See Annex
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
BlackRock Regulatory Threshold Reporting Team
13. Additional information:
14. Contact name: Gareth Slade
15. Contact telephone number: 020 7743 3650
% of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
Name the notifiable threshold it equals or is higher than the notifiable threshold threshold
BlackRock,
Inc.
BlackRock
Holdco 2,
Inc.
BlackRock
Financial
Management,
Inc.
BlackRock
Holdco 4, LLC
BlackRock
Holdco 6, LLC
BlackRock
Delaware
Holdings Inc.
BlackRock Fund
Advisors
BlackRock
Institutional
Trust Company,
National
Association
BlackRock,
Inc.
BlackRock
Holdco 2,
Inc.
BlackRock
Financial
Management,
Inc.
BlackRock
International
Holdings,
Inc.
BR Jersey
International
Holdings L.P.
BlackRock
Group Limited
BlackRock
Advisors (UK)
Limited
BlackRock,
Inc.
BlackRock
Holdco 2,
Inc.
BlackRock
Financial
Management,
Inc.
BlackRock
International
Holdings,
Inc.
BR Jersey
International
Holdings L.P.
BlackRock
Group Limited
BlackRock
Investment
Management
(UK) Limited 6.44% 0.46% 6.89%
This announcement is distributed by NASDAQ OMX Corporate Solutions on
behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Rathbone Brothers Plc via Globenewswire
HUG#1970596
http://www.rathbones.com/
(END) Dow Jones Newswires
December 01, 2015 10:18 ET (15:18 GMT)
Copyright (c) 2015 Dow Jones & Company, Inc.
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