Polar Capital Global Financials Tst Holding(s) in Company (4492I)
March 25 2015 - 9:11AM
UK Regulatory
TIDMPCFT TIDMRAT
RNS Number : 4492I
Polar Capital Global Financials Tst
25 March 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or POLAR CAPITAL FINANCIALS
the underlying issuer TRUST 5p Ordinary Shares
of existing shares to which
voting rights are POLAR CAPITAL FINANCIALS
attached: (ii) TRUST Ordinary Sub Shares
----------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights P
------------------------------------------------------------ --------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ --------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ --------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ --------------------------------
Other (please
specify):
---------------------------------------------------------- --------------------------------
3. Full name of person(s) RATHBONE BROTHERS PLC
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ---------------------------------
4. Full name of shareholder(s) RATHBONE BROTHERS PLC
(if different from 3.):(iv) Rathbone Investment Management
Ltd.
Rathbone Investment Management
International Ltd.
Rathbone Investment Management
International Strategies PCC
Rathbone Unit Trust Management
Ltd.
----------------------------------------------------------- ---------------------------------
5. Date of the transaction 24(th) March 2015
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ---------------------------------
6. Date on which issuer 25(th) March 2015
notified:
----------------------------------------------------------- ---------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 11%
----------------------------------------------------------- ---------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ---------------------------------- ------------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- ----------------- --------------- --------------- ---------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------- ----------- --------------- --------------- ----------- ------------ -----------
Ordinary
5p
GB00B9XQT119 15,943,886 15943886 19,036,060 15,844,786 N/A N/A 9.12%
----------------- --------------- --------------- --------------- ----------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ --------------- -------------------------------- ------------------------------ ---------------------
Ordinary Sub
Shares
GB00B9XQV370 N/A N/A 3,191,274 1.84%
------------------ --------------- -------------------------------- ------------------------------ ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- --------------- ------------- ----------------- ------------------------------ -----------------------
Nominal Delta
-------------- ------------ ---------
N/A N/A N/A N/A N/A
---------------- --------------- ------------- ----------------- ------------------------------ ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------------
19,036,060 10.95%
---------------------------------------------------- ----------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------------
RATHBONE BROTHERS PLC*
Rathbone Investment Management Limited 10.47%
Rathbone Investment Management (International) Limited
0.49%
Rathbone Investment Management International Strategies
PCC 0.05%
* Rathbone Brothers Plc is the holding company of the
following.
Proxy Voting:
-------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ----------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- ----------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- ----------------------------
Total shares in Issued used
13. Additional information: a denominator is
173,800,000
------------------------------------------------------------- ----------------------------
14. Contact name: COMPLIANCE DEPARTMENT
------------------------------------------------------------- ----------------------------
15. Contact telephone number: 020 7399 0000
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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