Rathbone Brothers Rathbone Brothers PLC : Holding(s) in Company
August 02 2012 - 11:46AM
UK Regulatory
TIDMRAT
+------------------------------------------------------------------------------+
|TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) |
+------------------------------------------------------------------------------+
+--------------------------------------------+---------------------------------+
|1. Identity of the issuer or the underlying | |
|issuer | |
|of existing shares to which voting rights | RATHBONE BROTHERS PLC|
|are | |
|attached: (ii) | |
+--------------------------------------------+---------------------------------+
|2 Reason for the notification (please tick the appropriate box or boxes): |
+------------------------------------------------------------------+-----------+
|An acquisition or disposal of voting rights | N |
+------------------------------------------------------------------+-----------+
|An acquisition or disposal of qualifying financial instruments | |
|which may result in the acquisition of shares already issued to | N |
|which voting rights are attached | |
+------------------------------------------------------------------+-----------+
|An acquisition or disposal of instruments with similar economic | N |
|effect to qualifying financial instruments | |
+------------------------------------------------------------------+-----------+
|An event changing the breakdown of voting rights | N |
+------------------------------------------------------------------+-----------+
|Other (please specify): | Y |
|Regulatory | |
+------------------------------------+-----------------------------+-----------+
|3. Full name of person(s) subject to| LINDSELL TRAIN ( for discretionary|
|the | accounts)|
|notification obligation: (iii) | |
+------------------------------------+-----------------------------------------+
| | The Bank of New York Nominees|
|4. Full name of shareholder(s) | Northrust Nominees|
|(if different from 3.):(iv) | State Street Nominees|
| | BNP Paribas Securities Nominees|
| | |
+------------------------------------+-----------------------------------------+
|5. Date of the transaction and date | |
|on | 1 August 2012|
|which the threshold is crossed or | |
|reached: (v) | |
+------------------------------------+-----------------------------------------+
|6. Date on which issuer notified: | 2 August 2012|
+------------------------------------+-----------------------------------------+
|7. Threshold(s) that is/are crossed | |
|or | 9.1758%|
|reached: (vi, vii) | |
+------------------------------------+-----------------------------------------+
+-------------------------------------------------------------------------------+
|8. Notified details: |
+-------------------------------------------------------------------------------+
|A: Voting rights attached to shares (viii, ix) |
+-------------+----------------------+------------------------------------------+
|Class/type of|Situation previous |Resulting situation after the triggering |
|shares |to the triggering |transaction |
| |transaction | |
|if possible +----------+-----------+---------+----------------+---------------+
|using |Number |Number |Number |Number of voting|% of voting |
|the ISIN CODE|of |of |of shares|rights |rights (x) |
| |Shares |Voting +---------+------+---------+------+--------+
| | |Rights |Direct |Direct|Indirect |Direct|Indirect|
| | | | |(xi) |(xii) | | |
+-------------+----------+-----------+---------+------+---------+------+--------+
| | | | | | | | |
|Rathbone | | | | | | | |
|Brothers | | | | | | | |
|GB0002148343 | | | | | | | |
| |4,363,462 |4,363,462 | | | | | |
|Aggregate |(10.03%) |(10.03%) | | |4,021,768| |9.1758% |
|holdings for | | | | | | | |
|discretionary| | | | | | | |
|clients | | | | | | | |
| | | | | | | | |
| | | | | | | | |
+-------------+----------+-----------+---------+------+---------+------+--------+
+-------------------------------------------------------------------------------+
|B: Qualifying Financial Instruments |
+-------------------------------------------------------------------------------+
|Resulting situation after the triggering transaction |
+---------------+----------+--------------------+-----------------+-------------+
|Type of |Expiration|Exercise/ |Number of voting |% of voting |
|financial |date |Conversion Period |rights that may |rights |
|instrument |(xiii) |(xiv) |be | |
| | | |acquired if the | |
| | | |instrument is | |
| | | |exercised/ | |
| | | |converted. | |
+---------------+----------+--------------------+-----------------+-------------+
|Na |Na |Na |Na |Na |
+---------------+----------+--------------------+-----------------+-------------+
+-------------------------------------------------------------------------------+
|C: Financial Instruments with similar economic effect to Qualifying Financial |
|Instruments (xv, xvi) |
+-------------------------------------------------------------------------------+
|Resulting situation after the triggering transaction |
+--------------+---------+----------+----------+-----------------+--------------+
|Type of |Exercise |Expiration|Exercise/ |Number of voting |% of voting |
|financial |price |date |Conversion|rights instrument|rights (xix, |
|instrument | |(xvii) |period |refers to |xx) |
| | | |(xviii) | | |
+--------------+---------+----------+----------+-----------------+-------+------+
| | | | | |Nominal|Delta |
|Na |Na |Na |Na |Na +-------+------+
| | | | | |Na |Na |
+--------------+---------+----------+----------+-----------------+-------+------+
+-------------------------------------------------------------------------------+
|Total (A+B+C) |
+-------------------------------------+-----------------------------------------+
|Number of voting rights |Percentage of voting rights |
+-------------------------------------+-----------------------------------------+
|4,021,768 |9.1758% |
+-------------------------------------+-----------------------------------------+
+--------------------------------------------------------------------------+
|9. Chain of controlled undertakings through which the voting rights and/or|
|the |
|financial instruments are effectively held, if applicable: (xxi) |
+--------------------------------------------------------------------------+
| |
| na |
+--------------------------------------------------------------------------+
+--------------------------------------------------------------------------+
|Proxy Voting: |
+-------------------------------------------------+------------------------+
|10. Name of the proxy holder: | Na|
+-------------------------------------------------+------------------------+
|11. Number of voting rights proxy holder will | |
|cease | Na|
|to hold: | |
+-------------------------------------------------+------------------------+
|12. Date on which proxy holder will cease to hold| Na|
|voting rights: | |
+-------------------------------------------------+------------------------+
+-----------------------------+--------------------------------------------+
| | |
|13. Additional information: | |
+-----------------------------+--------------------------------------------+
|14. Contact name: | Richard Loader (Rathbones)|
+-----------------------------+--------------------------------------------+
|15. Contact telephone number:| 020 7399 0000|
+-----------------------------+--------------------------------------------+
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originality of the information contained therein.
Source: Rathbone Brothers PLC via Thomson Reuters ONE
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