Holding(s) in Company (8500A)
April 04 2012 - 10:34AM
UK Regulatory
TIDMJUSC TIDMRAT
RNS Number : 8500A
JPMorgan US Smaller Co. IT
04 April 2012
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying JP MORGAN US SMALLER COS INVESTMENT
issuer TRUST
of existing shares to which voting rights
are
attached: (ii)
------------------------------------------------------ ------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
--------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights P
---------------------------------------------------------------------------------------- --------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
---------------------------------------------------------------------------------------- --------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
---------------------------------------------------------------------------------------- --------
An event changing the breakdown of voting rights
---------------------------------------------------------------------------------------- --------
Other (please
specify):
------------------- ------------------------------------------------------------------- --------
3. Full name of person(s) subject RATHBONE BROTHERS PLC
to the
notification obligation: (iii)
-------------------------------------------- ----------------------------------------------------
4. Full name of shareholder(s) RATHBONE BROTHERS PLC
(if different from 3.):(iv) Rathbone Investment Management Ltd
Rathbone Investment Management International
Ltd
-------------------------------------------- ----------------------------------------------------
5. Date of the transaction and date 2(nd) April 2012
on
which the threshold is crossed
or
reached: (v)
-------------------------------------------- ----------------------------------------------------
6. Date on which issuer notified: 3(rd) April 2012
-------------------------------------------- ----------------------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 5%
-------------------------------------------- ----------------------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ------------------------------------ -----------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- ---------------- ------------------ ---------- ----------------------- ----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------ ------ ------ ----- --- ---------- ------------ --------- -------------- ------------
270,780 270,780 273,030 5.03%
GB0003417101
25p Ordinary
---------------- ------------------ ------ --- --------- ------------
N/A N/A N/A
-------------- ------ ------ ------ ----- --- ---------- ------------ --------- -------------- ------------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
------------------------ -------------- --------------------------- -------------------------- --------------------
N/A N/A
N/A N/A N/A
------------------------ -------------- --------------------------- -------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
---------------- -------------- ------------- --------------- --------------------------- ------------------------
Nominal Delta
-------------- ------ ------ --- --- ---------- ------------
N/A N/A N/A N/A N/A
---------------- -------------- ------------- --------------- --------------------------- ---------- ------------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------ ---------------------------------------------------------
273,030 5.03%
------------------------------------------------------------ ---------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
-----------------------------------------------------------------------------------------------------------------------
RATHBONE BROTHERS PLC*
Rathbone Investment Management Ltd 4.97%
Rathbone Investment Management International Ltd 0.06%
* Rathbone Brothers Plc is the holding company of the following.
Proxy Voting:
-----------------------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------------------ ---------------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
------------------------------------------------------------------------------ ---------------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
------------------------------------------------------------------------------ ---------------------------------------
Total shares in Issue used as denominator
13. Additional information: is 5430000
------------------------------------------------------------ ---------------------------------------------------------
14. Contact name: COMPLIANCE DEPARTMENT
------------------------------------------------------------ ---------------------------------------------------------
15. Contact telephone number: 020 7399 0000
------------------------------------------------------------ ---------------------------------------------------------
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
--------------------------------------------------------------------------
Full name RATHBONE BROTHERS PLC
(including legal form of legal entities)
------------------------------------------------ ------------------------
Contact address 159 NEW BOND STREET
(registered office for legal entities) LONDON, W1S 2UD
------------------------------------------------ ------------------------
Phone number & email 020 7399 0000
------------------------------------------------ ------------------------
Other useful information COMPLIANCE DEPARTMENT
(at least legal representative for
legal persons)
------------------------------------------------ ------------------------
B: Identity of the notifier, if applicable
--------------------------------------------------------------------------
Full name N/A
------------------------------------------------ ------------------------
Contact address N/A
------------------------------------------------ ------------------------
Phone number & email N/A
------------------------------------------------ ------------------------
Other useful information N/A
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
------------------------------------------------ ------------------------
C: Additional information
--------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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