Rathbone Brothers PLC : Director/PDMR Shareholding
March 28 2012 - 12:29PM
UK Regulatory
TIDMRAT
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons
+---+-----------------------------------+---+----------------------------------+
|1. |Name of the issuer |2. |State whether the notification |
| | | |relates to |
| |Rathbone Brothers Plc | |(i) a transaction notified in |
| | | |accordance with DTR 3.1.2 R, |
| | | |(ii) a disclosure made in |
| | | |accordance LR 9.8.6R(1) or |
| | | |(iii) a disclosure made in |
| | | |accordance with section 793 of the|
| | | |Companies Act (2006). |
| | | | |
| | | |(i) |
| | | | |
+---+-----------------------------------+---+----------------------------------+
|3. |Name of person discharging |4. |State whether notification relates|
| |managerial | |to a person |
| |responsibilities/director | |connected with a person |
| | | |discharging managerial |
| | | |responsibilities/director named in|
| |Andy Pomfret | |3 and identify the connected |
| | | |person |
| | | | |
| | | |Notification in respect of the |
| | | |director and his minor child |
| | | | |
+---+-----------------------------------+---+----------------------------------+
|5. |Indicate whether the notification |6. |Description of shares (including |
| |is in respect of a holding of the | |class), debentures or derivatives |
| |person referred to in 3 or 4 above | |or financial instruments relating |
| |or in respect of a non-beneficial | |to shares |
| |interest | | |
| | | | |
| |Beneficial interest | |Ordinary shares of 5p |
| | | | |
+---+-----------------------------------+---+----------------------------------+
|7. |Name of registered shareholders(s) |8. |State the nature of the |
| |and, if more than one, the number | |transaction |
| |of shares held by each of them | | |
| | | | |
| |Rathbone Nominees Limited | | |
| | | |Share sale |
| | | | |
+---+-----------------------------------+---+----------------------------------+
|9. |Number of shares, debentures or |10.|Percentage of issued class |
| |financial | |acquired (treasury shares of that |
| |instruments relating to shares | |class should not be taken into |
| |acquired | |account when calculating |
| | | |percentage) |
| | | | |
| |N/a | |N/a |
| | | | |
+---+-----------------------------------+---+----------------------------------+
|11.|Number of shares, debentures or |12.|Percentage of issued class |
| |financial | |disposed (treasury shares of that |
| |instruments relating to shares | |class should not be taken into |
| |disposed | |account when calculating |
| | | |percentage) |
| | | | |
| |6,400 | |0.015% |
| | | | |
+---+-----------------------------------+---+----------------------------------+
|13.|Price per share or value of |14.|Date and place of transaction |
| |transaction | | |
| | | |28 March 2012, London |
| | GBP12.80 | | |
| | | | |
+---+-----------------------------------+---+----------------------------------+
|15.|Total holding following |16.|Date issuer informed of |
| |notification and total percentage | |transaction |
| |holding following notification (any| | |
| |treasury shares should not be taken| | |
| |into account when calculating | | |
| |percentage) | | |
| | | | |
| | 112,771 (0.258%) | |28 March 2012 |
| | | | |
+---+-----------------------------------+---+----------------------------------+
If a person discharging managerial responsibilities has been granted options by
the issuer
complete the following boxes
+---+----------------------------------+---+-----------------------------------+
|17.|Date of grant |18.|Period during which or date on |
| | | |which exercisable |
| | | | |
| | | | |
| | | | |
+---+----------------------------------+---+-----------------------------------+
|19.|Total amount paid (if any) for |20.|Description of shares or debentures|
| |grant of the option | |involved (class and number) |
| | | | |
| | | | |
| | | | |
+---+----------------------------------+---+-----------------------------------+
|21.|Exercise price (if fixed at time |22.|Total number of shares or |
| |of grant) or | |debentures over which options held |
| |indication that price is to be | |following notification |
| |fixed at the time of exercise | | |
| | | | |
| | | | |
| | | | |
+---+----------------------------------+---+-----------------------------------+
+---+--------------------------+---+-------------------------------------------+
|23.|Any additional information|24.|Name of contact and telephone number for |
| | | |queries |
| | | | |
| |N/a | |Richard Loader 020 7399 0000 |
| | | | |
+---+--------------------------+---+-------------------------------------------+
+---------------------------------------------------------------------------+
| Name of authorised official of issuer responsible for making notification |
| |
| Richard Loader |
| Company Secretary |
| |
| Date of notification |
| |
| 28 March 2012 |
| |
+---------------------------------------------------------------------------+
Notes: This form is intended for use by an issuer to make a RIS
notification required by DR 3.3.
(1) An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and
24.
(3) An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should complete
boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
This announcement is distributed by Thomson Reuters on behalf of
Thomson Reuters clients. The owner of this announcement warrants that:
(i) the releases contained herein are protected by copyright and
other applicable laws; and
(ii) they are solely responsible for the content, accuracy and
originality of the information contained therein.
Source: Rathbone Brothers PLC via Thomson Reuters ONE
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