Rathbone Brothers PLC : Holding(s) in Company
January 30 2012 - 11:24AM
UK Regulatory
TIDMRAT
+------------------------------------------------------------------------------+
|TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) |
+------------------------------------------------------------------------------+
+----------------------------------------------+-------------------------------+
|1. Identity of the issuer or the underlying | |
|issuer | RATHBONE BROTHERS PLC |
|of existing shares to which voting rights are | |
|attached:(ii) | |
+----------------------------------------------+-------------------------------+
|2 Reason for the notification (please tick the appropriate box or boxes): |
+--------------------------------------------------------------------+---------+
|An acquisition or disposal of voting rights | Y |
+--------------------------------------------------------------------+---------+
|An acquisition or disposal of qualifying financial instruments which| |
|may result in the acquisition of shares already issued to which | N |
|voting rights are attached | |
+--------------------------------------------------------------------+---------+
|An acquisition or disposal of instruments with similar economic | N |
|effect to qualifying financial instruments | |
+--------------------------------------------------------------------+---------+
|An event changing the breakdown of voting rights | N |
+--------------------------------------------------------------------+---------+
|Other (please specify): Regulatory | |
+--------------------------------------+-----------------------------+---------+
|3. Full name of person(s) subject to | LINDSELL TRAIN LIMITED ( discretionary|
|the | clients)|
|notification obligation:(iii) | |
+--------------------------------------+---------------------------------------+
| |The Bank of New York (Nominees) Limited|
|4. Full name of shareholder(s) | JPMS Limited|
|(if different from 3.):(iv) | NT Nominees Ltd.|
| | State Street Nominees Ltd.|
| | BNP Paribas Securities Nominees Ltd.|
+--------------------------------------+---------------------------------------+
|5. Date of the transaction and date on| |
|which the threshold is crossed or | 27(th) January 2012|
|reached:(v) | |
+--------------------------------------+---------------------------------------+
|6. Date on which issuer notified: | 30th January 2012|
+--------------------------------------+---------------------------------------+
|7. Threshold(s) that is/are crossed or| 10.03%|
|reached:(vi, vii) | |
+--------------------------------------+---------------------------------------+
+---------------------------------------------------------------------------------+
|8. Notified details: |
+---------------------------------------------------------------------------------+
|A: Voting rights attached to shares (viii, ix) |
+-------------+---------------------+---------------------------------------------+
|Class/type of|Situation previous |Resulting situation after the triggering |
|shares |to the triggering |transaction |
| |transaction | |
|if possible +---------+-----------+------------+----------------+---------------+
|using |Number |Number |Number |Number of voting|% of voting |
|the ISIN CODE|of |of |of shares |rights |rights (x) |
| | ares |Vo ing +------------+------+---------+------+--------+
| | |Rights |Direct |Direct|Indirect |Direct|Indirect|
| | | | |(xi) |(xii) | | |
+-------------+---------+-----------+------------+------+---------+------+--------+
|Rathbone | | | | | | | |
|Brothers | | | | | | | |
|GB0002148343 | | | | | | | |
| | | | | | | | |
|Aggregate |Below 10%|Below 10% | | |4,363,462| |10.03% |
|holdings from| | | | | | | |
|discretionary| | | | | | | |
|clients | | | | | | | |
|accounts | | | | | | | |
+-------------+---------+-----------+------------+------+---------+------+--------+
+---------------------------------------------------------------------------------+
|B: Qualifying Financial Instruments |
+---------------------------------------------------------------------------------+
|Resulting situation after the triggering transaction |
+---------------+----------+----------------------+-----------------+-------------+
|Type of |Expiration|Exercise/ |Number of voting |% of voting |
|financial |date(xiii)|Conversion Period(xiv)|rights that may |rights |
|instrument | | |be | |
| | | |acquired if the | |
| | | |instrument is | |
| | | |exercised/ | |
| | | |converted. | |
+---------------+----------+----------------------+-----------------+-------------+
| Na |Na |Na |Na |Na |
+---------------+----------+----------------------+-----------------+-------------+
+---------------------------------------------------------------------------------+
|C: Financial Instruments with similar economic effect to Qualifying Financial |
|Instruments (xv, xvi) |
+---------------------------------------------------------------------------------+
|Resulting situation after the triggering transaction |
+--------------+--------+----------+-------------+-----------------+--------------+
|Type of |Exercise|Expiration|Exercise/ |Number of voting |% of voting |
|financial |price |date |Conversion |rights instrument|rights (xix, |
|instrument | |(xvii) |period(xviii)|refers to |xx) |
| | | | | | |
+--------------+--------+----------+-------------+-----------------+-------+------+
| | | | |Na |Nominal|Delta |
|Na |Na |Na |Na | +-------+------+
| | | | | |Na |Na |
+--------------+--------+----------+-------------+-----------------+-------+------+
+---------------------------------------------------------------------------------+
|Total (A+B+C) |
+------------------------------------+--------------------------------------------+
|Number of voting rights |Percentage of voting rights |
+------------------------------------+--------------------------------------------+
|4,363,462 |10.03% |
+------------------------------------+--------------------------------------------+
+--------------------------------------------------------------------------+
|9. Chain of controlled undertakings through which the voting rights and/or|
|the |
|financial instruments are effectively held, if applicable:(xxi) |
+--------------------------------------------------------------------------+
| |
| na |
+--------------------------------------------------------------------------+
+--------------------------------------------------------------------------+
|Proxy Voting: |
+-------------------------------------------------+------------------------+
|10. Name of the proxy holder: | na|
+-------------------------------------------------+------------------------+
|11. Number of voting rights proxy holder will | |
|cease | na|
|to hold: | |
+-------------------------------------------------+------------------------+
|12. Date on which proxy holder will cease to hold| na|
|voting rights: | |
+-------------------------------------------------+------------------------+
+-----------------------------+--------------------------------------------+
| | |
|13. Additional information: | na|
+-----------------------------+--------------------------------------------+
|14. Contact name: | Richard Loader (Rathbones)|
+-----------------------------+--------------------------------------------+
|15. Contact telephone number:| 020 7399 0000|
+-----------------------------+--------------------------------------------+
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(i) the releases contained herein are protected by copyright and
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(ii) they are solely responsible for the content, accuracy and
originality of the information contained therein.
Source: Rathbone Brothers PLC via Thomson Reuters ONE
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