Prospect Japan Fund Ld Holding(s) in Company (0718H)
June 14 2013 - 5:07AM
UK Regulatory
TIDMPJF
RNS Number : 0718H
Prospect Japan Fund Ld
14 June 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or the underlying The Prospect Japan Fund Limited
issuer
of existing shares to which voting rights
are
attached:
--------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
---------------------------------------------------------------------------------------
An acquisition or disposal of voting rights yes
------------------------------------------------------------------------------ -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------ -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------ -------
An event changing the breakdown of voting rights
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Other (please specify):
------------------------- --------------------------------------------------- -------
3. Full name of person(s) subject 1607 Capital Partners, LLC
to the
notification obligation:
--------------------------------------------- ----------------------------------------
4. Full name of shareholder(s) Bny Mellon 6,218,500
(if different from 3.): Northern Trust 7,600,700
State Street 2,627,000
--------------------------------------------- ----------------------------------------
5. Date of the transaction and date June 11, 2013
on
which the threshold is crossed
or
reached:
--------------------------------------------- ----------------------------------------
6. Date on which issuer notified: June 13, 2013
--------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: 17%
--------------------------------------------- ----------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ----------------------------------- -----------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
-------------- ------------- -------------------- ------- ------------------------- -----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----- ------ ------ ------ ---- ------- ------------ ----------- --------- ------------
GB00B011QL44 15,946,200 15,946,200 16,446,200 17.29%
-------------- ------------- -------------------- ------- ------------ ----------- --------- ------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be
acquired if the
instrument is
exercised/ converted.
--------------------- -------------- --------------------------- ----------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
----------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
-------------- ------------- -------------- ------------- ------------------------- -----------------------
Nominal Delta
-------------- ------------- -------------- ------------- ------------------------- ---------- -----------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------ --------------------------------------------------
Same as A
------------------------------------------------------------ --------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
-------------------------------------------------------------------------------
Proxy Voting:
-------------------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
-------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
-------------------------------------------------- ---------------------------
13. Additional information:
--------------------------------------- --------------------------------------
14. Contact name:
--------------------------------------- --------------------------------------
15. Contact telephone number:
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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