Holding(s) in Company (3135U)

TIDMPJF
RNS Number : 3135U
Prospect Japan Fund Ld
20 December 2011
 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
--------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or the underlying               The Prospect Japan Fund Limited 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: 
------------------------------------------------------  ------------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
--------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                            yes 
------------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
------------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
------------------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
-------------------  ---------------------------------------------------------------  ------- 
 3. Full name of person(s) subject                       1607 Capital Partners, LLC 
  to the 
  notification obligation: 
--------------------------------------------  ----------------------------------------------- 
 4. Full name of shareholder(s)                      Bny Mellon                7,973,000 
  (if different from 3.):                            Northern Trust            5,305,700 
                                                                 Bank of New 
                                                     York                           90,000 
                                                     State Street              1,530,000 
--------------------------------------------  ----------------------------------------------- 
 5. Date of the transaction and date                         December 13, 2011 
  on 
  which the threshold is crossed 
  or 
  reached: 
--------------------------------------------  ----------------------------------------------- 
 6. Date on which issuer notified:                           December 19, 2011 
--------------------------------------------  ----------------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached:                                                          15% 
--------------------------------------------  ----------------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                 Resulting situation after the triggering 
 of               to the triggering                  transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
--------------  ---------------------------------  ------------------------------------------------------------------- 
                 Number         Number              Number       Number of voting           % of voting rights 
                  of             of                  of shares    rights                     (x) 
                  Shares         Voting 
                                 Rights 
--------------  -------------  ------------------  -----------  -------------------------  --------------------------- 
                                                    Direct       Direct          Indirect   Direct           Indirect 
                                                                  (xi)            (xii) 
--------------  ----  -------  ------  -----  ---  -----------  --------------  ---------  ---------------  ---------- 
 GB00B011QL44     14,398,700       14,398,700       14,898,700    14,898,700                    15.17% 
--------------  -------------  ------------------  -----------  --------------  ---------  ---------------  ---------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial     Expiration       Exercise/                       Number of voting               % of voting 
  instrument            date             Conversion Period               rights that may                rights 
                                                                         be 
                                                                         acquired if the 
                                                                         instrument is 
                                                                         exercised/ converted. 
--------------------  ---------------  ------------------------------  -----------------------------  ---------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of         Exercise       Expiration     Exercise/         Number of voting                % of voting rights 
  financial       price          date           Conversion        rights instrument 
  instrument                                    period            refers to 
--------------  -------------  -------------  ----------------  ------------------------------  ---------------------- 
                                                                                                 Nominal      Delta 
--------------  -------------  -------------  ----------------  ------------------------------  -----------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                         Percentage of voting rights 
--------------------------------------------------------------  ------------------------------------------------------ 
 Same as A 
--------------------------------------------------------------  ------------------------------------------------------ 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: 
------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
--------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
--------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
--------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
---------------------------------------  -------------------------------------- 
 14. Contact name: 
---------------------------------------  -------------------------------------- 
 15. Contact telephone number: 
---------------------------------------  --------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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