Holding(s) in Company (4792L)
August 01 2011 - 6:14AM
UK Regulatory
TIDMPJF
RNS Number : 4792L
Prospect Japan Fund Ld
01 August 2011
TR-1: NOTIFICATION OF MAJOR INTEREST IN
SHARES(i)
------------------------------------------------
------------------------------------------------------------------------------
1. Identity of the issuer or the
underlying issuer of existing shares to
which voting rights are attached: (ii) Prospect Japan Fund Ltd
------------------------------------------ ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
--------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
--------------- ---------------------------------------------------- -------
3. Full name of person(s) subject
to the
notification obligation: (iii) Lazard Asset Management LLC
------------------------------------ ----------------------------------------
Bank of New York, Inc. - Dir Personal
Mellon Trust
Morgan Guaranty - Personal Custody
Northern Trust Co.
State Street Bank & Trust Company
State Street Bank - Custodian - ETC
State Street Bank - Master Tr - ETC
4. Full name of shareholder(s) State Street Bank - Custody Master
(if different from 3.):(iv) Trust
------------------------------------ ----------------------------------------
5. Date of the transaction and date
on
which the threshold is crossed or
reached: (v) 29/07/2011
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6. Date on which issuer notified: 01/08/2011
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7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 15%
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type
of shares if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
------------- ----------------------------------- -----------------------------------------------------------------
Number
Number of Number
of Voting of Number of voting % of voting rights
Shares Rights shares rights (x)
------------- -------------- ------------------- --------- ---------------------- ------------------------------
Direct Indirect
Direct (xi) (xii) Direct Indirect
------------- --- ------- ------ ----- ---- --------- --------- ----------- ------------- ---------------
GB00B011QL44 13,970,710 14,958,710 15.156%
-------------- ------------------- --------- --------- ----------- ------------- ---------------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
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Number of voting
rights that may
be
Exercise/ acquired if the
Type of financial Expiration Conversion Period instrument is % of voting
instrument date (xiii) (xiv) exercised/ converted. rights
-------------------- --------------- -------------------------- --------------------------- ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------
Exercise/
Type of Conversion Number of voting
financial Exercise Expiration period rights instrument % of voting rights
instrument price date (xvii) (xviii) refers to (xix, xx)
--------------- ------------ ------------- --------------- -------------------------- --------------------------
Nominal Delta
--------------- ------------ ------------- --------------- -------------------------- ------------ ------------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
----------------------------------------------------------- --------------------------------------------------------
14,958,710 15.156%
----------------------------------------------------------- --------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
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Lazard Asset Management LLC controls all the voting rights held of this
issuer.
Proxy Voting:
------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
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11. Number of voting rights proxy holder will
cease
to hold:
------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
------------------------------------------------- ---------------------------
13. Additional information:
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14. Contact name: Legal & Compliance Department
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15. Contact telephone number: 0207 448 2047
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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