Holding(s) in Company (2362D)
March 18 2011 - 9:49AM
UK Regulatory
TIDMPJF
RNS Number : 2362D
Prospect Japan Fund Ld
18 March 2011
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the
underlying issuer of existing shares to
which voting rights are attached: The Prospect Japan Fund Limited
------------------------------------------ ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights Yes
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached No
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments No
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An event changing the breakdown of voting rights No
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Other (please
specify): No
--------------- ---------------------------------------------------- -------
3. Full name of person(s) subject
to the
notification obligation: MAM Funds Plc
------------------------------------ ----------------------------------------
4. Full name of shareholder(s)
(if different from 3.): See section 9 below
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5. Date of the transaction and date
on
which the threshold is crossed or
reached: 16/03/2011
------------------------------------ ----------------------------------------
6. Date on which issuer notified: 17/03/2011
------------------------------------ ----------------------------------------
7. Threshold(s) that is/are crossed Was 5.30%, Now 4.09%
or
reached:
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8. Notified details:
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A: Voting rights attached to shares
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Class/type
of shares if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
------------- ----------------------------------- -----------------------------------------------------------------
Number
Number of Number
of Voting of Number of voting % of voting rights
Shares Rights shares rights (x)
------------- -------------- ------------------- --------- ----------------------- -----------------------------
Direct Indirect
Direct (xi) (xii) Direct Indirect
------------- ---- ------ ------ ----- ---- --------- ----------- ---------- ------------- --------------
GB00B011QL44 5,293,000 5,293,000 4,088,000 4.09%
------------- -------------- ------------------- --------- ----------- ---------- ------------- --------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Number of voting
rights that may
be
acquired if the
Type of financial Expiration Exercise/ instrument is % of voting
instrument date Conversion Period exercised/ converted. rights
--------------------- -------------- --------------------------- --------------------------- --------------------
n/a n/a n/a n/a n/a
--------------------- -------------- --------------------------- --------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
---------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------
Type of Exercise/ Number of voting
financial Exercise Expiration Conversion rights instrument
instrument price date period refers to % of voting rights
--------------- ------------ ------------- --------------- --------------------------- -------------------------
Nominal Delta
--------------- ------------ ------------- --------------- --------------------------- ------------ -----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
----------------------------------------------------------- --------------------------------------------------------
4,088,000 4.09%
----------------------------------------------------------- --------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
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CF Midas Growth Fund Bank of New York Nominees Ltd a/c 392512 3,795,000
Segregated Account Bank of New York Nominees Ltd a/c 254905 293,000
Proxy Voting:
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10. Name of the proxy holder: n/a
------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold: n/a
------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights: n/a
------------------------------------------------- ---------------------------
Midas Capital Partners Ltd and Miton
Asset Management Ltd are all
13. Additional information: subsidiaries of MAM Funds Plc
----------------------------------- -----------------------------------------
14. Contact name: Ian Borrows
----------------------------------- -----------------------------------------
15. Contact telephone number: 0151 906 2476
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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