Holding(s) in Company (4777B)

TIDMPJF
RNS Number : 4777B
Prospect Japan Fund Ld
18 February 2011
 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
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 1. Identity of the issuer or the 
 underlying issuer of existing shares to 
 which voting rights are attached:            The Prospect Japan Fund Limited 
------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
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 An acquisition or disposal of voting rights                             yes 
---------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
---------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
---------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
---------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
---------------  ----------------------------------------------------  ------- 
 3. Full name of person(s) subject 
  to the 
  notification obligation:                   1607 Capital Partners, LLC 
------------------------------------  ---------------------------------------- 
                                             Bny Mellon        7,350,000 
                                              Northern Trust    3,668,700 
                                               State Street      990,000 
 4. Full name of shareholder(s)                       Bank of New 
  (if different from 3.):                       York             80,000 
------------------------------------  ---------------------------------------- 
 5. Date of the transaction and date 
  on 
  which the threshold is crossed or 
  reached:                                        December 22, 2010 
------------------------------------  ---------------------------------------- 
 6. Date on which issuer notified:                December 23, 2010 
------------------------------------  ---------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached:                                          10%, 11%, 12% 
------------------------------------  ---------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type of 
 shares if 
 possible        Situation previous 
 using the        to the triggering                Resulting situation after the triggering 
 ISIN CODE        transaction                       transaction 
--------------  --------------------------------  -------------------------------------------------------------------- 
                               Number 
                 Number         of 
                  of            Voting             Number       Number of voting           % of voting rights 
                  Shares        Rights              of shares    rights                     (x) 
--------------  ------------  ------------------  -----------  -------------------------  ---------------------------- 
                                                                Direct          Indirect 
                                                   Direct        (xi)            (xii)     Direct           Indirect 
--------------  ----  ------  ------  -----  ---  -----------  --------------  ---------  ---------------  ----------- 
 GB00B011QL44     7,088,700        7,088,700       12,088,700    12,088,700                    12.12% 
--------------  ------------  ------------------  -----------  --------------  ---------  ---------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial     Expiration      Exercise/                       Number of voting               % of voting 
  instrument            date            Conversion Period               rights that may                rights 
                                                                        be 
                                                                        acquired if the 
                                                                        instrument is 
                                                                        exercised/ converted. 
--------------------  --------------  ------------------------------  -----------------------------  ----------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of         Exercise      Expiration     Exercise/         Number of voting                % of voting rights 
  financial       price         date           Conversion        rights instrument 
  instrument                                   period            refers to 
--------------  ------------  -------------  ----------------  ------------------------------  ----------------------- 
                                                                                                Nominal      Delta 
--------------  ------------  -------------  ----------------  ------------------------------  -----------  ---------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                        Percentage of voting rights 
-------------------------------------------------------------  ------------------------------------------------------- 
 Same as A 
-------------------------------------------------------------  ------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: 
------------------------------------------------------------------------------ 
 
 
 Proxy Voting: 
------------------------------------------------------------------------------ 
 10. Name of the proxy holder: 
-------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
-------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
-------------------------------------------------  --------------------------- 
 
 13. Additional information: 
--------------------------------------  -------------------------------------- 
 14. Contact name: 
--------------------------------------  -------------------------------------- 
 15. Contact telephone number: 
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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