Nomura International PLC (EPT) Form 8.3 - Platform Specialty Products Corp (6869Z)
September 21 2015 - 8:20AM
UK Regulatory
TIDMPAH
RNS Number : 6869Z
Nomura International PLC (EPT)
21 September 2015
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Nomura International PLC (and subsidiaries)
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(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to whose relevant securities Platform Specialty Products Corporation
this form relates:
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state
this and specify identity
of offeror/offeree:
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(e) Date position held/dealing undertaken: 18 Sep 2015
For an opening position disclosure, state the latest practicable date
prior to the disclosure
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(f) In addition to the company in 1(c) above, is the discloser making Yes (ALENT Plc)
disclosures in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Ordinary Shares
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Interests Short positions
--------------------------------------------------------------------------------- --------------- ------------------
Number % Number %
--------------------------------------------------------------------------------- ------- ------ --------- -------
(1) Relevant securities owned and/or controlled: 0 0.000 14,168 0.007
--------------------------------------------------------------------------------- ------- ------ --------- -------
(2) Cash-settled derivatives: 0 0.000 0 0.000
--------------------------------------------------------------------------------- ------- ------ --------- -------
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 0 0.000 0 0.000
--------------------------------------------------------------------------------- ------- ------ --------- -------
TOTAL: 0 0.000 14,168 0.007
--------------------------------------------------------------------------------- ------- ------ --------- -------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
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Details, including nature of the rights concerned and relevant percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
(USD)
---------------------------- --------------- --------------------- ---------------
Ordinary Shares Purchase 100 16.6200
---------------------------- --------------- --------------------- ---------------
Total Buy - 100
Total Sell - 0
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
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NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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NONE
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
---------------------------------------------------- ---
Date of disclosure: 21 Sep 2015
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Contact name: Kyere Tabiri
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Telephone number: 020 7102 1267
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