Citigroup Global Markets Limited Form 8.5 (EPT/RI)

RNS Number : 4967L

Citigroup Global Markets Limited

22 April 2024

AVS:

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Smith (DS) plc
(d) Date dealing undertaken:	19 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	Smith (DS) plc and International Paper Company

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Sale	1,783,545	GBP 15.3650	GBP 13.5650
EUR 0.22 ordinary	Purchase	921,849	ZAR 357.1803	ZAR 357.1803
EUR 0.22 ordinary	Purchase	1,140,420	GBP 15.1436	GBP 13.5659

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	TRS	Reducing Long Position	188,573	GBP 14.9983
EUR 0.22 ordinary	TRS	Increasing Short Position	178	GBP 13.5659
EUR 0.22 ordinary	TRS	Increasing Short Position	792	GBP 13.5826
EUR 0.22 ordinary	TRS	Increasing Short Position	394	GBP 13.5907
EUR 0.22 ordinary	TRS	Increasing Short Position	591	GBP 13.6009
EUR 0.22 ordinary	TRS	Increasing Short Position	718	GBP 13.6295
EUR 0.22 ordinary	TRS	Increasing Short Position	1,599	GBP 13.6366
EUR 0.22 ordinary	TRS	Increasing Short Position	60,639	GBP 13.8229
EUR 0.22 ordinary	TRS	Increasing Short Position	1,903	GBP 15.0109
EUR 0.22 ordinary	TRS	Increasing Short Position	15,869	GBP 15.1085
EUR 0.22 ordinary	TRS	Increasing Short Position	132,088	GBP 15.1436
EUR 0.22 ordinary	TRS	Reducing Short Position	9,821	GBP 14.7949
EUR 0.22 ordinary	TRS	Reducing Short Position	12,428	GBP 14.9174
EUR 0.22 ordinary	TRS	Reducing Short Position	373	GBP 15.0291
EUR 0.22 ordinary	TRS	Reducing Short Position	12,372	GBP 15.0345
EUR 0.22 ordinary	TRS	Reducing Short Position	5,543	GBP 15.0362
EUR 0.22 ordinary	TRS	Reducing Short Position	6,214	GBP 15.0372
EUR 0.22 ordinary	TRS	Reducing Short Position	226,831	GBP 15.0381
EUR 0.22 ordinary	TRS	Reducing Short Position	107,296	GBP 15.0382
EUR 0.22 ordinary	TRS	Reducing Short Position	637	GBP 15.0384
EUR 0.22 ordinary	TRS	Reducing Short Position	13,394	GBP 15.0408
EUR 0.22 ordinary	TRS	Reducing Short Position	10,753	GBP 15.0515
EUR 0.22 ordinary	TRS	Reducing Long Position	3,134	GBP 15.0450
EUR 0.22 ordinary	TRS	Increasing Long Position	28	GBP 14.9800
EUR 0.22 ordinary	TRS	Increasing Long Position	29	GBP 15.0150
EUR 0.22 ordinary	TRS	Increasing Long Position	141	GBP 15.0450
EUR 0.22 ordinary	TRS	Increasing Long Position	277	GBP 15.0550
EUR 0.22 ordinary	TRS	Increasing Long Position	26	GBP 15.0800
EUR 0.22 ordinary	TRS	Opening Short Position	36,159	GBP 14.9727
EUR 0.22 ordinary	TRS	Opening Short Position	18,079	GBP 15.0106
EUR 0.22 ordinary	TRS	Opening Short Position	32,543	GBP 15.0209
EUR 0.22 ordinary	TRS	Opening Short Position	43,390	GBP 15.0211
EUR 0.22 ordinary	TRS	Opening Short Position	50,623	GBP 15.0425
EUR 0.22 ordinary	TRS	Opening Short Position	45,124	GBP 15.0465
EUR 0.22 ordinary	TRS	Opening Short Position	5,773	GBP 15.0465
EUR 0.22 ordinary	TRS	Opening Short Position	16,966	GBP 15.0515
EUR 0.22 ordinary	TRS	Reducing Long Position	153,051	GBP 13.6850
EUR 0.22 ordinary	TRS	Increasing Long Position	69,868	GBP 15.0236
EUR 0.22 ordinary	TRS	Increasing Long Position	27,643	GBP 15.0243
EUR 0.22 ordinary	TRS	Increasing Long Position	55,540	GBP 15.0453
EUR 0.22 ordinary	TRS	Increasing Short Position	35	GBP 13.6453
EUR 0.22 ordinary	TRS	Increasing Short Position	222	GBP 14.9950
EUR 0.22 ordinary	TRS	Increasing Short Position	46	GBP 15.0050
EUR 0.22 ordinary	TRS	Reducing Long Position	125,000	GBP 14.9534

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description

e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	22 April 2024
Contact name:	Christopher Alexander Pollock
Telephone number:	02895 954 053

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

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