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RNS Number : 5291M
Bank of America Merrill Lynch
17 August 2011
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose Micro Focus
Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
Bain Capital
principal trader is connected:
(d) Date dealing undertaken: 16/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B079W581 Purchase 53,888 GBP 3.11 GBP 3.00
Common - GB00B079W581 Sale 8,555 GBP 3.02 GBP 3.01
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B079W581 Swap SHORT 37579 GBP 3.02
Common - GB00B079W581 Swap SHORT 1381 GBP 3.00
Common - GB00B079W581 Swap SHORT 1001 GBP 2.99
Common - GB00B079W581 Swap SHORT 510 GBP 3.04
Common - GB00B079W581 Swap SHORT 500 GBP 3.00
Common - GB00B079W581 Swap SHORT 238 GBP 3.00
Common - GB00B079W581 Swap SHORT 32 GBP 2.99
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B079W581 Swap LONG 64 GBP 2.99
Common - GB00B079W581 Swap LONG 94 GBP 2.99
Common - GB00B079W581 Swap LONG 689 GBP 2.99
Common - GB00B079W581 Swap LONG 728 GBP 3.02
Common - GB00B079W581 Swap LONG 953 GBP 3.02
Common - GB00B079W581 Swap LONG 1651 GBP 3.01
Common - GB00B079W581 Swap LONG 1861 GBP 3.01
Common - GB00B079W581 Swap LONG 2515 GBP 3.02
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities
Exercise price per unit
security
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit
(if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 17/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC
LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 16/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - ZAE000081949 Purchase 156,838 ZAR 48.93 ZAR 48.81
Common - ZAE000081949 Sale 156,838 ZAR 49.00 ZAR 48.54
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of Price
per unit
relevant reference securities
security
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities
Exercise price per unit
security
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit
(if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 17/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose Hansen
Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
Hansen Transmissions
principal trader is connected: International NV
(d) Date dealing undertaken: 16/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 21,114 GBP 0.61 GBP 0.61
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap SHORT 15123 GBP 0.61
Common - BE0947727377 Swap SHORT 4502 GBP 0.61
Common - BE0947727377 Swap SHORT 1489 GBP 0.61
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities
Exercise price per unit
security
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit
(if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 17/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC
PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 16/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 96,680 GBP 4.12 GBP 4.08
Common - GB00B17BBQ50 Sale 104,165 GBP 4.12 GBP 4.08
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 15192 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 2715 GBP 4.10
Common - GB00B17BBQ50 Swap SHORT 1500 GBP 4.09
Common - GB00B17BBQ50 Swap SHORT 800 GBP 4.09
Common - GB00B17BBQ50 Swap SHORT 4396 GBP 4.09
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 13524 GBP 4.10
Common - GB00B17BBQ50 Swap LONG 434 GBP 4.09
Common - GB00B17BBQ50 Swap LONG 2715 GBP 4.09
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities
Exercise price per unit
security
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit
(if
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 17/08/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7996 1639
This information is provided by RNS
The company news service from the London Stock Exchange
END
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