Holding(s) in Company (3329Z)
January 12 2011 - 5:39AM
UK Regulatory
TIDMFCAP
RNS Number : 3329Z
FRM Credit Alpha Limited
12 January 2011
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying
issuer
of existing shares to which voting rights
are
attached: FRM Credit Alpha Fund
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are
attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
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3. Full name of person(s) subject
to the
notification obligation: MF Global UK Limited
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4. Full name of shareholder(s)
(if different from 3.): N/A
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5. Date of the transaction and date
on
which the threshold is crossed or
reached: 11/01/2011
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6. Date on which issuer notified: 12/01/2011
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7. Threshold(s) that is/are crossed Below 3%
or
reached:
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8. Notified details:
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A: Voting rights attached to shares
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Class/type of
shares if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
-------------- ------------------------ ----------------------------------------------------
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights
-------------- ----------- ----------- ----------- ------------------ -------------------
Direct Direct Indirect Direct Indirect
-------------- ----------- ----------- ----------- ------- --------- -------- ---------
Below Below
GG00B1QH6J27 4,100,000 4,100,000 Below 3% 3% 3%
----------- ----------- ----------- ------- --------- -------- ---------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument be acquired if
the instrument is
exercised/
converted.
-------------- ----------- ------------------------ ------------------ -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
-------------- ----------- ----------- ----------- ------------------ -------------------
Nominal Delta
-------------- ----------- ----------- ----------- ------------------ -------- ---------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
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100,000 Below 3%
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
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Proxy Voting:
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10. Name of the proxy holder: N/A
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11. Number of voting rights proxy holder will
cease
to hold: N/A
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12. Date on which proxy holder will cease to
hold
voting rights: N/A
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13. Additional information: N/A
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14. Contact name: Andrew Welch
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15. Contact telephone number: +44 207 144 4867
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Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
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Full name
(including legal form of legal entities)
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Contact address
(registered office for legal entities)
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Phone number & email
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Other useful information
(at least legal representative for
legal persons)
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B: Identity of the notifier, if applicable
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Full name
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Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
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C: Additional information
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For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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