TIDMENRC
RNS Number : 7356N
Societe Generale SA
11 September 2013
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: SOCIETE GENERALE SA
---------------------------------------------------------- ----------------------------------------------------------
(b) Name of offeror/offeree in relation to whose relevant Eurasian Natural Resources Corp Plc
securities this form relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------- ----------------------------------------------------------
(c) Name of the party to the offer with which exempt Eurasian Resources Group B.V , a company formed at the
principal trader is connected: direction of a consortium comprising
Alexander Machkevitch, Alijan Ibragimov, Patokh Chodiev
and the State Property and Privatisation
Committee of the Ministry of Finance of the Republic of
Kazakhstan
---------------------------------------------------------- ----------------------------------------------------------
(d) Date position held/dealing undertaken: 10/09/2013
---------------------------------------------------------- ----------------------------------------------------------
(e) Has the EPT previously disclosed, or is it today YES: Kazakhmys Plc
disclosing, under the Code in respect
of any other party to this offer?
---------------------------------------------------------- ----------------------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.20 Ordinary share
-------------------------------------------------- -------------------------------------
Interests Short positions
-------------------------------------------------- ----------------- ------------------
Number % Number %
-------------------------------------------------- ---------- ----- ---------- ------
(1) Relevant securities owned and/or controlled: 636,396 0.05 5,568 0.00
-------------------------------------------------- ---------- ----- ---------- ------
(2) Derivatives (other than options): 0 0.00 2,000 0.00
-------------------------------------------------- ---------- ----- ---------- ------
(3) Options and agreements to purchase/sell: 441,566 0.03 883,132 0.07
-------------------------------------------------- ---------- ----- ---------- ------
TOTAL: 1,077,962 0.08 890,700 0.07
-------------------------------------------------- ---------- ----- ---------- ------
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
----------------------------------------------------------------------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
(GBP)
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 9,742 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 12,178 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 4,513 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 9,742 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 3,314 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 9,743 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 12,178 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 829 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 479 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 2,029 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 5,600 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 11,546 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 9,742 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Purchase 12,178 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Sale 192 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Sale 192 2.2100
---------------------------- ----------------- --------------------- ---------------
Ordinary share Sale 1,091 2.2320
---------------------------- ----------------- --------------------- ---------------
Ordinary share Sale 883 2.2290
---------------------------- ----------------- --------------------- ---------------
Ordinary share Sale 243 2.2290
---------------------------- ----------------- --------------------- ---------------
Total purchases 103,813
---------------------------------------------- --------------------- ---------------
Total sales 2,601
---------------------------------------------- --------------------- ---------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit (GBP)
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
----------------------- -------------------- ----------------------- ----------------------- ---------------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc. (GBP)
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
---------------------------------------------------- ----
Date of disclosure: 11/09/2013
--------------------- -------------------
Contact name: Emmanuelle le Gall
--------------------- -------------------
Telephone number: +44 20 7762 4023
--------------------- -------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: SOCIETE GENERALE SA
----------------------------------------------------------------------------------------- --------------------
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: ENRC PLC
----------------------------------------------------------------------------------------- --------------------
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit e.g. American,
security e.g. call which option European etc.
option or derivative
relates
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
Structured put European
Ordinary share option Purchase 441,566 2.25 options 16/09/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
Structured put European
Ordinary share option Sale 441,566 2.25 options 16/09/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
Structured put European
Ordinary share option Purchase 441,566 2.25 options 16/09/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the
nature of the interest or position can be
fully understood:
-------------------------------------------
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to contracts for differences ("CFDs")
or spread bets.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEOEAENFFFFDEFF
Eurasian (LSE:ENRC)
Historical Stock Chart
From Aug 2024 to Sep 2024
Eurasian (LSE:ENRC)
Historical Stock Chart
From Sep 2023 to Sep 2024