GoldmanSachs International Form 8.5 (EPT/RI) (7381E)
October 31 2022 - 6:28AM
UK Regulatory
TIDMCNE
RNS Number : 7381E
GoldmanSachs International
31 October 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in CAPRICORN ENERGY PLC
relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------
(c) Name of the party to the offer CAPRICORN ENERGY PLC
with which exempt principal trader
is connected:
----------------------------------------------
(d) Date dealing undertaken: 28 October 2022
----------------------------------------------
(e) In addition to the company YES - disclosed previously
in 1(b) above, is the exempt principal for TULLOW OIL PLC
trader making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
----------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest Lowest price
relevant sales of securities price per per unit paid/received
security unit paid/received
21/13p ordinary Purchases 655,102 2.5200 GBP 2.4780 GBP
---------------- ----------- --------------- --------------------
21/13p ordinary Sales 84,307 2.4982 GBP 2.4760 GBP
---------------- ----------- --------------- --------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number Price per
relevant description e.g. opening/closing of reference unit
security e.g. CFD a long/short position, securities
increasing/reducing
a long/short position
21/13p ordinary CFD Increasing a short 800 2.4680 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 80 2.4777 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 10 2.4777 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 6 2.4777 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 915 2.4791 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 3,496 2.4797 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 4,742 2.4799 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 6 2.4800 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 1,325 2.4800 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 8,882 2.4801 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 1,237 2.4801 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 847 2.4801 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 59 2.4810 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 1,226 2.4815 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 172 2.4815 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 116 2.4815 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 1,391 2.4870 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 133 2.4870 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 192 2.4871 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 228 2.4880 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 1,632 2.4881 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 159 2.4881 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Increasing a short 375,940 2.4904 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Increasing a short 452 2.4932 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 16,466 2.4934 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Increasing a short 404 2.4940 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 349 2.4953 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 2,520 2.4953 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 241 2.4953 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Increasing a short 174,137 2.4965 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 751 2.4989 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 1,089 2.4989 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 7,849 2.4989 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 11,913 2.5064 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 1,651 2.5064 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 1,138 2.5064 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 788 2.5075 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 110 2.5075 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a long 75 2.5075 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Increasing a short 1,136 2.5203 GBP
position
---------------- ------------- ------------------------ --------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. call selling, to which per unit American, paid/
option varying option European received
etc. relates etc. per unit
(ii) Exercise
Class of Product description Exercising Number of Exercise
relevant security e.g. call / exercised securities price per
option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per
security e.g. subscription, unit (if applicable)
conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not
be included. If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
NONE
Date of disclosure: 31 October 2022
Contact name: Papa Lette and Andrzej Szyszka
---------------------
+33(1) 4212 1459 / +48(22)
Telephone number: 317 4817
---------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
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