Barclays PLC Form 8.5 (EPT/NON-RI) Capricorn Energy plc (2572U)
July 29 2022 - 5:19AM
UK Regulatory
TIDMBARC TIDMCNE
RNS Number : 2572U
Barclays PLC
29 July 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL
SECURITIES LTD
----------------------------------------------------
(b) Name of offeror/offeree in relation to whose CAPRICORN ENERGY
PLC
---------------------
relevant securities this form relates:
-------------------------------- ---------------------------------------------------- ----------- ------
(c) Name of the party to the offer with which Tullow Oil plc
exempt
---------------------
principal trader is connected
-------------------------------- ---------------------------------------------------- ----------- ------
(d) Date position held/dealing undertaken: 28 July 2022
-------------------------------- ---------------------------------------------------- ---------------------
(e) In addition to the company in 1(b) above, YES:
is the exempt principal
trader making disclosures in respect of TULLOW OIL
any other party to the offer? PLC
-------------------------------- ---------------------------------------------------- -------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 21/13p ordinary
-------------------- -------------------
Interests Short Positions
-------------------- -------------------
Number (%) Number (%)
---------------------------------------------------------------- ----------- ------- ----------- ------
(1) Relevant securities
owned
and/or controlled: 7,830,879 2.49% 821,949 0.26%
(2) Cash-settled derivatives:
402,079 0.13% 7,576,811 2.40%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 8,232,958 2.61% 8,398,760 2.67%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
----------------------------------------------------------------------------- ------------------------------
Details, including nature of the rights
-------
concerned and relevant percentages:
----------------------------------------------------------------------------- ------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
---------------- ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
---------------- -------------- -------------- -------------- --------------
21/13p ordinary Purchase 133,127 2.1756 GBP 2.162 GBP
---------------- ---------------- -------------- --------------
21/13p ordinary Sale 130,654 2.1740 GBP 2.1601 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
---------------- ----------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
---------------- -------------- ----------- ------------ -----------
21/13p ordinary SWAP Decreasing 710 2.1737 GBP
Long
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 1,975 2.1723 GBP
Long
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 21 2.1700 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 29 2.1711 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary CFD Decreasing 227 2.1756 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 967 2.1739 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 1,036 2.1740 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 2,847 2.1710 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 2,898 2.1706 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 3,006 2.1704 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary CFD Decreasing 3,469 2.1777 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Decreasing 3,698 2.1657 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary CFD Decreasing 4,128 2.1699 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 837 2.1641 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 882 2.1708 GBP
Short
---------------- ------------- ------------ -----------
21/13p ordinary SWAP Increasing 1,513 2.1761 GBP
Short
---------------- ------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ ------------- ------ ------------ -----------
(ii) Exercising
Class of Product description Exercising/ Number Exercise
relevant exercised against of price per
security securities unit
----------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature Details Price
relevant of Dealings per unit
(if
security applicable)
----------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
----------------------------------------------------------------------------------------------------------
NONE
----------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
------------------------------------------ ------------ ------------- ------ ------------ -----------
NONE
----------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
------------------------------------------------
Date of disclosure: 29 Jul
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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