TIDMBBY TIDMCLLN
RNS Number : 7290P
Bank of America Merrill Lynch
21 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Balfour Beatty PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Balfour Beatty PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 20/08/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0000961622 Purchase 997,232 2.574 GBP 2.344 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0000961622 Sale 788,730 2.436 GBP 2.346 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 5,244 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 30,662 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,659 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 11,745 2.396 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 11,017 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 10,000 2.436 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,866 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,534 2.387 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 100 2.374 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 35 2.37 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 30 2.398 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 107 2.37 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 26 2.368 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 18 2.398 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 16 2.398 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 29 2.398 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 34 2.37 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7 2.37 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 15 2.398 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 35 2.398 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 48 2.398 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,820 2.425 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,469 2.425 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 34,656 2.425 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 146,116 2.381 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,564 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,536 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4,055 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7,620 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 177 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,480 2.404 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,540 2.37 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7,209 2.37 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 17,061 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,960 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 174 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,450 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7,198 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,162 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 291 2.384 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 200,000 2.574 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 20,000 2.354 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 10,000 2.408 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,446 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4,923 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 682 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,880 2.389 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 21/08/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Carillion PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Balfour Beatty PLC
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 20/08/2014
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0007365546 Purchase 313,527 3.319 GBP 3.258 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0007365546 Sale 231,825 3.331 GBP 3.266 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 164 3.304 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 1,305 3.308 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 15,251 3.275 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 8,234 3.269 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 16,003 3.269 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 7,881 3.3 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 910 3.3 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 571 3.3 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 7,536 3.3 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 9,374 3.301 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 12,004 3.303 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 5,387 3.3 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 591 3.289 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 2,902 3.29 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 18,475 3.3 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 3,572 3.267 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 315 3.272 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 21/08/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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