TIDMBBY TIDMCLLN
RNS Number : 6206P
Bank of America Merrill Lynch
20 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Balfour Beatty PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Balfour Beatty PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 19/08/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0000961622 Purchase 973,835 2.582 GBP 2.45 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0000961622 Sale 923,817 2.609 GBP 2.451 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 15 2.544 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 15 2.561 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7,400 2.56 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 100 2.566 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,796 2.465 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 44,727 2.468 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,450 2.474 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,865 2.571 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 26 2.535 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 86 2.536 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 21 2.551 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 23 2.551 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 28 2.535 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 26 2.551 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 6 2.551 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 30 2.536 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7 2.551 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 80 2.551 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 43,302 2.501 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 140,497 2.557 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,712 2.56 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,000 2.559 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 6,865 2.571 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,725 2.559 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,865 2.559 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,000 2.515 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 9,749 2.467 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 22,356 2.56 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,637 2.56 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 249 2.511 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,468 2.544 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,968 2.544 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,667 2.544 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,905 2.544 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 25,595 2.544 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 250,000 2.547 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 9,397 2.544 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 55 2.459 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 47,156 2.551 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,576 2.464 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,286 2.485 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,285 2.544 GBP
GB0000961622
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 20/08/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Carillion PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Balfour Beatty PLC
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 19/08/2014
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0007365546 Purchase 207,335 3.426 GBP 3.356 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0007365546 Sale 383,398 3.429 GBP 3.355 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 25,441 3.394 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 5,800 3.367 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 11,995 3.371 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 510 3.405 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 13,536 3.369 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 1,205 3.402 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 425 3.402 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 575 3.42 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 7,806 3.375 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 969 3.411 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 7 3.385 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 22 3.385 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 8 3.385 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 8 3.385 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 19,768 3.38 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 5,458 3.367 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 1,566 3.368 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 5,217 3.367 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 157,777 3.365 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 1,014 3.367 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 1,543 3.367 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 1,659 3.367 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 1,544 3.381 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Short 4,742 3.367 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 5 3.417 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0007365546 Swaps Long 11,499 3.367 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 20/08/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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