TIDMBBY TIDMCLLN
RNS Number : 5170P
Bank of America Merrill Lynch
19 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Carillion PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Balfour Beatty PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 18/08/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0007365546 Purchase 112,452 3.401 GBP 3.327 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0007365546 Sale 109,688 3.397 GBP 3.335 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 33,341 3.362 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 20,500 3.381 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 77 3.383 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,259 3.37 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 564 3.379 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 5,212 3.376 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 584 3.382 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,230 3.353 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 303 3.377 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 104 3.379 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 486 3.346 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 246 3.377 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 762 3.379 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 25,475 3.339 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,239 3.382 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,521 3.382 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,279 3.374 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,280 3.38 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,223 3.374 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,900 3.375 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 16,148 3.375 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,904 3.383 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,730 3.39 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 14,105 3.374 GBP
GB0007365546
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 19/08/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Balfour Beatty PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Balfour Beatty PLC
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 18/08/2014
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0000961622 Purchase 164,201 2.48 GBP 2.419 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0000961622 Sale 184,617 2.485 GBP 2.428 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Long 14 2.434 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 14 2.432 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 1,200 2.474 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 10,216 2.465 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Long 1,683 2.483 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 471 2.47 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Long 2,353 2.464 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 497 2.429 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 2,353 2.465 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 2,636 2.47 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 1,683 2.465 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 1,910 2.465 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Long 8,160 2.437 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 6,148 2.421 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Long 3,743 2.48 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Long 1,096 2.48 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Long 3,579 2.48 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 373 2.474 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Short 335 2.48 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Long 49 2.471 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Long 5,000 2.44 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0000961622 Swaps Long 22,575 2.454 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 19/08/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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